on 26 Apr 2019
Last Applicant/ Owned by
1776 Pleasant Plain Road
Fairfield
IA
52556
Serial Number
77677344 filed on 24th Feb 2009
Registration Number
3679492 registered on 08th Sep 2009
Correspondent Address
Brett D. Papendick
Filing Basis
1. use application currently
Disclaimer
NO DATA
INVESTMENT ADVICE AND BROKER/DEALER SERVICES IN THE FIELD OF SECURITIES AND ANNUITIES, ALL PROVIDED TO FINANCIAL PLANNERS, FINANCIAL ADVISORS AND FINANCIAL ASSET MANAGERS
INVESTMENT ADVICE AND BROKER/DEALER SERVICES IN THE FIELD OF SECURITIES AND ANNUITIES, ALL PROVIDED TO FINANCIAL PLANNERS, FINANCIAL ADVISORS AND FINANCIAL ASSET MANAGERS
26th Sep 2008
26th Sep 2008
No 77677344
No Service Mark
No
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 20th Jan 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 20th Jan 2023 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| 20th Jan 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 20th Jan 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 20th Feb 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 20th Feb 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| 20th Feb 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 20th Feb 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 20th Feb 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| 26th Apr 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
