on 22 May 2018
Last Applicant/ Owned by
980 Ninth Street, Suite 900
Sacramento
CA
95814
Serial Number
77076824 filed on 05th Jan 2007
Registration Number
3333606 registered on 13th Nov 2007
Filing Basis
1. use application currently
Disclaimer
NO DATA
Broker dealer services, namely, investment advice, investment management, and brokerage, all in the fields of securities, bonds, and other financial instruments; construction risk management
Broker dealer services, namely, investment advice, investment management, and brokerage, all in the fields of securities, bonds, and other financial instruments; construction risk management
08th Jul 2005
08th Jul 2005
No 77076824
No Service Mark
No
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 19th Jun 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 19th Jun 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 22nd May 2018 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| 22nd May 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| 22nd May 2018 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 22nd May 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 10th May 2018 | TEAS SECTION 8 & 9 RECEIVED |
| 13th Nov 2016 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| 19th Jan 2013 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| 19th Jan 2013 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
