UMPQUA WEALTH MANAGEMENT

Class [036]
Insurance & Financial Services

Private banking services; personalized financial and banking services, namely, savings and checking account services, consumer and commercial lending services, online banking via a mobile app, mortgage banking, cash management services; monetary exchange services; private wealth management services, namely, private equity and investment funding, asset acquisition, consultation, development and management; alternative investment consultation and planning, namely, private equity, hedge funds, managed futures, real estate, commodities and derivatives contracts; investment services in the nature of investment management services in the fields of securities, stocks, bonds, mutual funds, money market funds, commodities, limited partnerships, futures and options; investment advice in the fields of securities, stocks, bonds, mutual funds, money market funds, commodities, limited partnerships, futures and options; providing finance, investment, financial planning and investment strategy information; retirement account investment services; fixed income investment strategy information; life insurance underwriting services, and annuity services, namely, account and investment administration; portfolio construction and implementation in the field of securities, stocks, bonds, mutual funds, money market funds, commodities, limited partnerships, futures and options; financial investment portfolio performance analysis services; investment portfolio management services; financial risk management services; monitoring financial markets for investment purposes; mutual fund administration services; securities brokerage account services, namely, providing account information regarding securities brokerage services, responding to customer inquiries, assisting customer transactions, and account and investment administration; providing investment account information by means of the internet or paper copy; providing an online database featuring financial information of general interest to investors by means of the internet or paper copy; trust services, namely, investment and trust company services; personal and corporate financial trust operations; fiduciary administration services, namely, fiduciary representative services; trustee services, namely, providing bond trustee and paying agent services; directed trustee services; trust services, namely, administration of real estate assets for trusts; real estate tax appraisal services; annuity services, namely, account and investment administration and the investment and distribution of annuity funds; trust distribution, namely, distribution of trust income and/or principal to beneficiaries in accordance with the terms of the trust; administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans; employee benefits financial trust management; financial custody services in the nature of maintaining possession of financial assets for others for financial management purposes; providing investment advisory and brokerage services via the telephone, mobile device, email, and personal interaction; providing information in the nature of financial advice, analysis, financial education information and guidance via telephone, mobile device, email, and personal interaction; investment advisory and brokerage services, namely, providing financial and investment information services by means of a call center