failure to respond or late response
on 11 Jan 2021
Last Applicant/ Owned by
225 Pictoria Drive, Suite 450
Cincinnati
OH
45246
Serial Number
88872702 filed on 15th Apr 2020
Registration Number
N/A
Correspondent Address
Daniel Ross
Filing Basis
1. use application currently
Disclaimer
"FUND SOLUTIONS"
"FUND SOLUTIONS" The mark consists of the text element "ULTIMUS FUND SOLUTIONS" with the word "ULTIMUS" in dark blue and the wording "FUND SOLUTIONS" in light blue to the right of a small light blue triangle and an irregular dark blue polygon design that, together with the small light blue triangle, forms a larger triangle. Mutual fund advisory services; Mutual fund analysis services; Mutual funRead More
Accounting services; Business management; Business management consultation; Business management consultation in the field of providing fund organization services to mutual funds and mutual fund companies, financial analysis for companies, business assistance in the field of budgeting, vendor selection, product pricing, preparation and filing of financial statements with the Securities and Exchange Commission, consulting regarding the preparation of compliance business policies and procedures, preparation of Board of Trustees' materials for organizational meetings, office functions in the nature of filing documents necessary to qualify funds for sale in various states, prospectus printing, providing fund transfer agent services to mutual funds and mutual fund companies in the nature of bookkeeping, namely, maintaining necessary books and records required by the Investment Company Act of 1940, maintaining complete shareholder records for each shareholder account, administrative processing of purchase and redemption orders, establishing and maintaining business procedures and controls over elective shareholder transactions, providing business reports featuring comprehensive sales reporting, commission tracking and reporting, and financial record-keeping for regulatory compliance purposes, namely, assisting fund in anti-money laundering compliance, accounting services to mutual funds and mutual fund companies in the nature of providing daily net asset value calculations, general ledger maintenance, financial and tax reporting, management reporting, tax compliance and fund performance reporting, accounting services to mutual funds and mutual fund companies, namely, pricing services in the nature of business appraisals, obtaining market prices for each security comprising the fund, calculating the fund's net asset value and providing business appraisals via transmission to the securities exchanges and entities, facilitating establishment of relationships, namely, providing business advice and assistance to commercial entities regarding establishing business relationships with brokerage firms and other financial intermediaries, creating awareness of the fund through marketing and advertising services, data conversion for mutual funds and mutual fund companies in the nature of converting existing mutual funds data from one service provider or proprietary system to an ew service provider or to an in-house system, and shareholder services to mutual funds and mutual fund companies in the nature of assisting mutual fund companies in administering identity theft prevention programs; Business management in the field of providing startup support for others by providing fund business administration to mutual funds and mutual fund companies in the nature of day-to-day business management and supervision of fund operaitons and coordination of custody, transfer agent, distribution, accounting and pricing services, providing officers for the fund in the nature of professional staffing services, preparation and maintenance of business reports regarding fund expense projections, report expense projections and variances to fund management, acting as a liaison with the fund's independent accountants, custodian, outside counsel and board of trustees, negotiation and settlement of commercial transactions for third parties, coordination, scheduling and preparation of business reports in the nature of materials for Board of Trustees' meetings, preparation and supervision of all SEC filings, preparation, filing and mailing of reports to shareholders, office functions in the nature of maintenance of books and records of ownership of stocks, shares and securities of mutual funds, assisting fund advisers in insurance compliance monitoring and examining for business purposes, and providing mutual fund sales tracking and reporting, developing best practices for mutual fund companies, check processing and invoicing services; Business organization and operation consultancy; Professional staffing services; Professional staffing services in the field of providing an AML compliance officer and an identity theft prevention compliance officer; Shareholder record keeping services
02th Jan 2000
01st Mar 2000
Mutual fund advisory services; Mutual fund analysis services; Mutual fund development services; Mutual fund planning services; Advisory services relating to mutual funds
02th Jan 2000
01st Mar 2000
No 88872702
No Service Mark
No
No
No
No
No
No
No
No
No
26.05.03 -
Incomplete triangles (must have two angles)
26.05.20 -
Triangles inside other triangles
26.05.21 -
Triangles that are completely or partially shaded
26.15.03 -
Incomplete polygons and polygons made of broken or dotted lines
26.15.28 -
Miscellaneous designs with overall polygon shape
The mark consists of the text element "ULTIMUS FUND SOLUTIONS" with the word "ULTIMUS" in dark blue and the wording "FUND SOLUTIONS" in light blue to the right of a small light blue triangle and an irregular dark blue polygon design that, together with the small light blue triangle, forms a larger triangle.
| Status Date | Action Taken |
|---|---|
| 11th Jan 2021 | ABANDONMENT NOTICE E-MAILED - FAILURE TO RESPOND |
| 11th Jan 2021 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| 28th Jun 2020 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| 28th Jun 2020 | FINAL REFUSAL E-MAILED |
| 28th Jun 2020 | FINAL REFUSAL WRITTEN |
| 08th Jun 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 08th Jun 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 03rd Jun 2020 | ASSIGNED TO LIE |
| 26th May 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| 26th May 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
