record initialized not assigned to examiner
on 26 Jan 2024
Last Applicant/ Owned by
1330 St. Mary's Street, Suite 400
Raleigh
NC
27605
Serial Number
98376925 filed on 26th Jan 2024
Registration Number
N/A
Correspondent Address
Devon E. White
Filing Basis
1. filed as use application
2. use application currently
Disclaimer
NO DATA
Software as a service (saas) services featuring cloud-based software for use by asset managers and financial institutions to aid in financial asset reporting, regulatory compliance consulting and testing, and financial portfolio compliance management; Design and development of computer hardware and software Regulatory compliance consulting for companies in the investment management industry BusiRead More
Regulatory compliance consulting for companies in the investment management industry
31st Dec 2022
31st Dec 2022
Software as a service (saas) services featuring cloud-based software for use by asset managers and financial institutions to aid in financial asset reporting, regulatory compliance consulting and testing, and financial portfolio compliance management; Design and development of computer hardware and software
31st Dec 2022
31st Dec 2022
Analysis and consultancy relating to the provision of financial information for the asset and investment management industry
31st Dec 2022
31st Dec 2022
Business consulting services in relation to database management, job and workflow management, regulatory compliance and filing management, and data retention management; Business consulting services, namely, consulting on business management aspects of regulatory compliance for companies in the investment management industry; Financial recordkeeping and business consultation in the fields of federal securities regulations, investment advisory and investment company compliance activities; Administration services, namely, the compilation, preparation, maintenance, and filing of federal securities regulatory documentation
31st Dec 2022
31st Dec 2022
No 98376925
No Service Mark
No 025017.0007
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 26th Jan 2024 | NEW APPLICATION ENTERED |
