final action
on 10 Jan 2024
Last Applicant/ Owned by
Toronto ON M5H 1S3
CA
Serial Number
79303437 filed on 20th Oct 2020
Registration Number
N/A
Correspondent Address
Anthony E. Bennett HOFFMANN & BARON, LLP
Filing Basis
1. filing basis filed as 66 a
Disclaimer
NO DATA
Platform as a service (PaaS) and software as a service (SaaS) services featuring computer software communications platforms used for delivery of correspondence, regulatory compliance filings, and document sharing by users to improve efficiency, reduce costs, and streamline processes for the benefit of listed issuers of financial instruments, securities, derivatives, and their stakeholders and adviRead More
Platform as a service (PaaS) and software as a service (SaaS) services featuring computer software communications platforms used for delivery of correspondence, regulatory compliance filings, and document sharing by users to improve efficiency, reduce costs, and streamline processes for the benefit of listed issuers of financial instruments, securities, derivatives, and their stakeholders and advisors and financial market participants; document management and client portal services, namely, providing temporary use of on-line non-downloadable software for managing documents, sharing of documents, exchanging documents, and document workflow management for the benefit of listed issuers of financial instruments, securities, derivatives, and their stakeholders and advisors and financial market participants; document management system for managing documents of others, namely, providing temporary use of an on-line non-downloadable client portal software for the secure upload, storage, organization, and retrieval of documents stored on computer servers remote from the client for the benefit of listed issuers of financial instruments, securities, derivatives, and their stakeholders and advisors and financial market participants
11th 000101
11th 000101
Educational services, namely, conducting workshops, seminars, and classes in the field of financial instruments, securities and derivatives
11th 000101
11th 000101
Providing multiple user access to global computer information networks for the collection, compilation, formatting and dissemination of financial market data
11th 000101
11th 000101
No 79303437
No Service Mark
No 575-224INTUS
No
No
No
No
Yes
Yes
No
No
| Status Date | Action Taken |
|---|---|
| 22nd Apr 2024 | LIMITATION FROM THE IB - REQUEST EXAM REVIEW |
| 17th Feb 2024 | LIMITATION OF GOODS RECEIVED FROM IB |
| 10th Jan 2024 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| 10th Jan 2024 | NON-FINAL ACTION E-MAILED |
| 10th Jan 2024 | NON-FINAL ACTION WRITTEN |
| 12th Dec 2023 | SUSPENSION CHECKED - TO ATTORNEY FOR ACTION |
| 20th Mar 2023 | REPORT COMPLETED SUSPENSION CHECK CASE STILL SUSPENDED |
| 01st Aug 2022 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| 01st Aug 2022 | LETTER OF SUSPENSION E-MAILED |
| 01st Aug 2022 | SUSPENSION LETTER WRITTEN |
