section 8
on 07 Apr 2017
Last Applicant/ Owned by
451 Hungerford Drive, Suite 375
Rockville
MD
20850
Serial Number
78711321 filed on 12th Sep 2005
Registration Number
3129769 registered on 15th Aug 2006
Filing Basis
1. use application currently
Disclaimer
NO DATA
Providing temporary use of on-line non-downloadable computer software to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing personal trading by employees and affiliated individuals, by enabling electronic transmission of position holdings, preclearances and recoRead More
Class 009 for computer software to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing personal trading by employees and affiliated individuals, by enabling electronic transmission of position holdings, preclearances and reconciliations with rules, notifications and reports, over internal computer networks and/or the Internet, in Class 9
01st Feb 2001
01st Feb 2001
Providing temporary use of on-line non-downloadable computer software to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing personal trading by employees and affiliated individuals, by enabling electronic transmission of position holdings, preclearances and reconciliations with rules, notifications, and reports, over internal computer networks and/or the Internet; and Providing an on-line computer database in the field of compliance with securities laws and regulations, to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing personal trading by employees and affiliated individuals, featuring information regarding position holdings, preclearances and reconciliations with rules, notifications, and reports, over internal computer networks and/or the Internet, in Class 42
01st Feb 2001
01st Feb 2001
No 78711321
No Service Mark
No 25692-002
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 07th Apr 2017 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| 15th Aug 2015 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| 13th Dec 2011 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| 13th Dec 2011 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 13th Dec 2011 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 31st Oct 2011 | TEAS SECTION 8 & 15 RECEIVED |
| 15th Aug 2006 | REGISTERED-PRINCIPAL REGISTER |
| 23rd May 2006 | PUBLISHED FOR OPPOSITION |
| 03rd May 2006 | NOTICE OF PUBLICATION |
| 30th Mar 2006 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
