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ROTH CAPITAL
Live/Registered
REGISTERED

on 25 Apr 2023

Last Applicant/ Owned by

888 San Clemente Drive, Suite 400

Newport Beach

CA

92660

Serial Number

90544710 filed on 24th Feb 2021

Registration Number

7033515 registered on 25th Apr 2023

in the Principal Register

Correspondent Address

Darren M. Geliebter

LOMBARD & GELIEBTER LLP

230 PARK AVENUE, 4TH FLOOR WEST

NEW YORK NY 10169

Filing Basis

1. filed as use application

2. use application currently

Disclaimer

NO DATA

ROTH CAPITAL

Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of sRead More

Classification Information


Class [041]
Education and Entertainment Services


Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences


First Use Date in General

14th Jan 1984

First Use Date in Commerce

14th Jan 1984

Class [036]
Insurance & Financial Services


Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, and insurance


First Use Date in General

15th Jan 1984

First Use Date in Commerce

15th Jan 1984

Class [035]
Advertising, Business & Retail Services


Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services


First Use Date in General

15th Jan 1984

First Use Date in Commerce

15th Jan 1984

Specimens


ROTH CAPITAL specimenROTH CAPITAL specimenROTH CAPITAL specimenROTH CAPITAL specimen

Mark Details


Serial Number

No 90544710

Mark Type

No Service Mark

Attorney Docket Number

No

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
25th Apr 2023REGISTERED-PRINCIPAL REGISTER
25th Apr 2023NOTICE OF REGISTRATION CONFIRMATION EMAILED
07th Feb 2023PUBLISHED FOR OPPOSITION
07th Feb 2023OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
18th Jan 2023NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
30th Dec 2022APPROVED FOR PUB - PRINCIPAL REGISTER
17th Dec 2022TEAS/EMAIL CORRESPONDENCE ENTERED
16th Dec 2022TEAS RESPONSE TO OFFICE ACTION RECEIVED
16th Dec 2022CORRESPONDENCE RECEIVED IN LAW OFFICE
16th Jun 2022PREVIOUS ALLOWANCE WITHDRAWN-TIMELY AAU