on 20 Nov 2018
Last Applicant/ Owned by
700 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
92660
Serial Number
87649239 filed on 17th Oct 2017
Registration Number
5613323 registered on 20th Nov 2018
Correspondent Address
Heather J. Kliebenstein
Filing Basis
1. intent to use
2. use application currently
Disclaimer
"GLOBAL ASSET MANAGEMENT"
"GLOBAL ASSET MANAGEMENT" MUTUAL FUND INVESTMENT, ADVISORY, SUB-ADVISORY, DISTRIBUTION, ANALYSIS, PLANNING, DEVELOPMENT, BROKERAGE AND ADMINISTRATION SERVICES; MUTUAL FUND INVESTMENT CONSULTATION SERVICES; INVESTMENT OF FUNDS FOR OTHERS; FINANCIAL SERVICES, NAMELY, INVESTMENT ADVISORY AND INVESTMENT MANAGEMENT SERVICES FOR POOLED INVESTMENT VEHICLES, PRIVATE INVESTMENT FUNDS, AND INVESTMENT ACCOURead More
MUTUAL FUND INVESTMENT, ADVISORY, SUB-ADVISORY, DISTRIBUTION, ANALYSIS, PLANNING, DEVELOPMENT, BROKERAGE AND ADMINISTRATION SERVICES; MUTUAL FUND INVESTMENT CONSULTATION SERVICES; INVESTMENT OF FUNDS FOR OTHERS; FINANCIAL SERVICES, NAMELY, INVESTMENT ADVISORY AND INVESTMENT MANAGEMENT SERVICES FOR POOLED INVESTMENT VEHICLES, PRIVATE INVESTMENT FUNDS, AND INVESTMENT ACCOUNTS; INVESTMENT MANAGEMENT; FINANCIAL INVESTMENT IN THE FIELD OF FIXED INCOME; FINANCIAL PRODUCTS SERVICES, NAMELY, BROKERAGE, ASSET SALES, CONSULTING, ADVISORY, DISTRIBUTION OF SECURITIES, ADMINISTRATION AND MANAGEMENT FOR POOLED INVESTMENT VEHICLES, PRIVATE INVESTMENT FUNDS, AND INVESTMENT ACCOUNTS; INVESTMENT CONSULTATION, MANAGEMENT, BROKERAGE, AND ADVISORY SERVICES IN THE FIELDS OF, STOCKS, BONDS, OPTIONS, COMMODITIES, FUTURES AND OTHER SECURITIES, DERIVATIVES, REAL ESTATE, PRIVATE PLACEMENTS, FUNDING AGREEMENTS, VENTURE CAPITAL, PRIVATE EQUITY FUNDS, HEDGE FUNDS, PRIVATE AND PUBLIC EQUITY, DEBT INVESTMENT SERVICES, AND OTHER FINANCIAL INSTRUMENTS AND PRODUCTS IN THE NATURE OF OPEN AND CLOSED END FUNDS; INVESTMENT MANAGEMENT SERVICES; FINANCIAL MANAGEMENT, NAMELY, MANAGEMENT OF ALTERNATIVE INVESTMENTS; FUND MANAGEMENT SERVICES, NAMELY, MANAGEMENT OF MUTUAL FUNDS, EXCHANGE TRADED FUNDS, HEDGE FUNDS, PRIVATE EQUITY FUNDS, AND SECURITIZED ASSET FUNDS; FUND INVESTMENT, ADVISORY SERVICES AND SUB-ADVISORY SERVICES IN THE FIELD OF MUTUAL FUNDS AND EXCHANGE TRADED FUNDS; FINANCIAL SERVICES, NAMELY, INVESTMENT ADVICE TO INDIVIDUALS AS WELL AS TO PENSION PLANS, RETIREMENT PLANS, TRUSTS, ENDOWMENTS, FOUNDATIONS, CORPORATIONS, GOVERNMENT ENTITIES, INSURANCE COMPANIES AND OTHER INSTITUTIONAL INVESTORS; PROVIDING INVESTORS WITH FINANCIAL INFORMATION; FINANCIAL SERVICES, NAMELY, ASSET MANAGEMENT SERVICES, INVESTMENT MANAGEMENT SERVICES, AND INVESTMENT ADVISORY SERVICES
11th Jan 2018
11th Jan 2018
No 87649239
No Service Mark
No
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 20th Nov 2023 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| 02th Sep 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| 02th Sep 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 02th Sep 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 02th Sep 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 02th Sep 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| 20th Nov 2018 | REGISTERED-PRINCIPAL REGISTER |
| 13th Oct 2018 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| 12th Oct 2018 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| 11th Oct 2018 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
