on 16 Aug 2018
Last Applicant/ Owned by
Sydney NSW 2000
AU
Serial Number
79008474 filed on 21st May 2004
Registration Number
3467985 registered on 15th Jul 2008
Correspondent Address
MICHELLE E. KOUBA
Filing Basis
No Filing Basis
Disclaimer
NO DATA
Corporate advisory services including providing advice on corporate strategies and restructures, merger, acquisition, joint ventures and sales and purchases of businesses; managing client and customer relation Issues; economic forecasting and market research; auditing and due diligence services; advertising and promotion services In the statement, Column 1, line 2, "COMPANY" is deleted, and CORPORead More
Corporate advisory services including providing advice on corporate strategies and restructures, merger, acquisition, joint ventures and sales and purchases of businesses; managing client and customer relation Issues; economic forecasting and market research; auditing and due diligence services; advertising and promotion services
FINANCIAL SERVICES, NAMELY, CORPORATE FINANCE SERVICES CONSISTING OF CONSULTATION AND MANAGEMENT, FINANCIAL DUE DILIGENCE IN THE NATURE OF CONDUCTING SUFFICIENT ANALYSIS BEFORE MAKING LOAN OR INVESTMENT RECOMMENDATIONS, FINANCIAL DECISION MAKING FOR CORPORATIONS, PROJECT FINANCE SERVICES, NAMELY, PROJECT FINANCING, MAJOR PROJECT FINANCING SERVICES; PROVIDING FINANCIAL ADVICE IN RELATION TO MERGERS AND ACQUISITIONS; CAPITAL RAISING SERVICES NAMELY, PROVIDING WORKING CAPITAL THROUGH LISTED AND UNLISTED EQUITY, HYBRID INSTRUMENTS AND DEBT, INVESTING IN UNLISTED EQUITY, INVESTING IN LISTED EQUITY, NAMELY, FLOATING PRIVATE COMPANIES, RAISING NEW EQUITY FOR LISTED COMPANIES OR SELLING EXISTING EQUITY IN LISTED COMPANIES, INVESTING IN HYBRID INSTRUMENTS, NAMELY,CONVERTIBLE BONDS AND PREFERENCE SHARES; INCOME SECURITIES, RESET PREFERENCE SHARES AND EXCHANGEABLES; DEBT AND TRANSACTION RESTRUCTURING, NAMELY, FINANCING THROUGH CAPITAL MARKETS, BRIDGING ARRANGEMENTS, LONG AND SHORT-TERM UNDER WRITINGS, BANK SYNDICATIONS, AND SUBORDINATED DEBT PLACEMENTS; INSTITUTIONAL STOCK BROKERAGE, NAMELY, ASSISTING OTHERS IN CASH EQUITY SALES, SALES TRADING; FACILITATION TRADING AND EXECUTION; ADVISORY SERVICES IN RELATION TO THE STRUCTURING OF THE RAISING OF EQUITY CAPITAL; FINANCIAL MARKET SERVICES, NAMELY, COMMODITIES TRADING FOR OTHERS, TRADING OF EQUITIES, DERIVATIVES TRADING TREASURIES TRADING, DEBT TRADING AND FUTURES TRADING; TRADING, STRUCTURING AND FINANCING ALL IN RELATION TO COMMODITIES INCLUDING FINANCING, HEDGING, TRADING AND MARKET MAKING AND TAILORED RISK MANAGEMENT SERVICES FOR COMMODITIES, THE AGRICULTURAL SECTOR AND THE ENERGY SECTOR; FOREIGN EXCHANGE SERVICES FOR COMMODITIES, NAMELY, IN RELATION TO STRUCTURED DERIVATIVE PRODUCTS, DEBT MARKETS FOR THE ARRANGING AND PLACEMENT OF DEBTS; PROVIDING SECONDARY MARKET LIQUIDITY IN GOVERNMENT, CORPORATE, GLOBAL AND ASSET-BACKED SECURITIES, PROVIDING RISK MANAGEMENT CONSULTATION REGARDING STRUCTURED SECURITIES AND DERIVATIVE BASED PRODUCTS RELATING TO CREDIT AND INTEREST RATE RISK AND THE SECURITIZATION OF MORTGAGES, EQUIPMENT AND MOTOR VEHICLE SECURITIES; TREASURY SERVICES, NAMELY, FUNDING LIQUIDITY AND INTEREST RATE RISK MANAGEMENT, DOMESTIC AND INTERNATIONAL FUNDING MARKETS SERVICES; RESEARCH SERVICES, NAMELY, FINANCIAL RESEARCH SERVICES, ECONOMIC COMMODITY AND FINANCIAL TREND REVIEW, COMMENTARY, ANALYSIS AND FORECASTING; FINANCIAL MARKET SERVICES IN RELATION TO EQUITY DERIVATIVES, NAMELY, PROVIDING UNLISTED EQUITY-BASED PRODUCTS CONSISTING OF TECHNOLOGY VENTURE CAPITAL, PRIVATE EQUITY AND PROPERTY; PROVIDING SERVICES AS PRINCIPAL TRADER FOR CLIENT TRANSACTIONS IN LISTED SECURITIES, ISSUES OF EQUITY WARRANTS, STRUCTURED EQUITY AND INTERNATIONAL MARKET RISK MANAGEMENT SERVICES; FINANCIAL MARKET SERVICES IN RELATION TO GLOBAL EQUITY TRADING, NAMELY, BUYING AND SELLING EQUITIES FOR OTHERS ON INTERNATIONAL EXCHANGES; FINANCIAL MANAGEMENT SERVICES IN RELATION TO HEDGE FUNDS; LENDING SERVICES, NAMELY, ASSET FINANCING SERVICES, PROPERTY FINANCE SERVICES, MORTGAGES SERVICES, SECURITIZATION SERVICES, MARGIN LENDING SERVICES, BUSINESS BANKING SERVICES, SECURITIZED LENDING SERVICES; LENDING TO CORPORATIONS, INDIVIDUALS AND GOVERNMENT; FINANCING SERVICES, NAMELY, FINANCING OF LOANS, LEASE FINANCING SERVICES, NAMELY, LEASE PURCHASE FINANCING SERVICES, STRUCTURED FINANCING SERVICES, NAMELY, ADVISING ON LARGE ASSET FINANCING; CROSS BORDER FINANCING AS IT RELATES TO LEASING AND STRUCTURED FINANCING; SHARES, NAMELY, FULL SERVICE STOCK BROKERAGE SERVICES, ONLINE TRADING, INTERNATIONAL TRADING; MARKET ANALYSIS; LOANS, NAMELY, INVESTMENT LOANS, MORTGAGES AND PROPERTY LOANS, PROPERTY, NAMELY, INVESTMENT LOANS, LISTED PROPERTY TRUSTS; LISTED PROPERTY MANAGED FUNDS, UNLISTED PROPERTY TRUSTS, MORTGAGES AND PROPERTY LOANS; INTERNATIONAL TRADING, EXCHANGE TRADED OPTIONS AND FUTURES, CASH MANAGEMENT TRUST ADMINISTRATION SERVICES, RETAIL SUPERANNUATION SERVICES CONSISTING OF PENSION SCHEMES FOR NON- CORPORATE ENTITIES, PROVISION AND MANAGEMENT OF ANNUITY AND PENSION PRODUCTS, RETAIL INVESTMENT PLATFORM ADMINISTRATION SERVICES; ALTERNATIVE ASSET FUND MANAGEMENT SERVICES, NAMELY, INVESTMENT MANAGEMENT OF AND DISTRIBUTION OF VARIABLE ANNUITIES; THIRD PARTY MANAGED FUND DISTRIBUTION SERVICES, NAMELY, INVESTMENT FUND TRANSFER AND TRANSACTION SERVICES; STOCK BROKERAGE AND INVESTMENT PLANNING SERVICES, ONLINE STOCKBROKERAGE SERVICES, STRATEGIC FINANCIAL PLANNING SERVICES, EXECUTIVE WEALTH MANAGEMENT SERVICES, NAMELY, FINANCIAL MANAGEMENT; PRIVATE BANKING SERVICES; PRIVATE FINANCIAL PORTFOLIO MANAGEMENT SERVICES, ADVISORY SERVICES AND DEALING SERVICES CONSISTING OF TRADING SERVICES IN RELATION TO CURRENCIES, COMMODITIES, DERIVATIVES, BONDS AND CASH SECURITIES; FUNDS MANAGEMENT FOR INDIVIDUALS; TRADITIONAL FUNDS FINANCIAL MANAGEMENT, SECURITIES FUNDS FINANCIAL MANAGEMENT, NAMELY, PROVIDING MANAGED FUNDS IN EQUITIES, ALTERNATIVE INVESTMENTS, CURRENCY, CASH, BALANCED FUNDS, FIXED INTEREST AND SMALL CAP EQUITIES; SPECIALIST FUNDS FINANCIAL MANAGEMENT SERVICES, PROPERTY FUNDS FINANCIAL MANAGEMENT SERVICES AND PRIVATE EQUITY FUNDS FINANCIAL MANAGEMENT SERVICES; BROKERAGE SERVICES, NAMELY, STOCK BROKERAGE SERVICES; PRIVATE CLIENT BROKERAGE SERVICES, NAMELY, INVESTMENT BROKERAGE AND TRADING SERVICES FOR INDIVIDUALS; PROVIDING FINANCIAL INFORMATION, PROVIDING FINANCIAL INFORMATION ON-LINE; BANKING SERVICES; INVESTMENT SERVICES, NAMELY CAPITAL INVESTMENT SERVICES CONSISTING OF INVESTMENT OF FUNDS FOR OTHERS; INVESTMENT BANKING SERVICES; INVESTMENT MANAGEMENT SERVICES TO CORPORATIONS, BUSINESSES AND INDIVIDUALS; RISK MANAGEMENT SERVICES TO CORPORATIONS, BUSINESSES AND INDIVIDUALS; RISK AND CAPITAL INVESTMENT FUND MANAGEMENT SERVICES FOR FINANCING LEASED ASSETS, PROPERTY INVESTMENT BANKING; FINANCIAL ADVISORY AND FINANCIAL MANAGEMENT SERVICES; COMMODITIES TRADING; FUTURES TRADING; LIFE INSURANCE BROKERAGE, NAMELY, TERM, INCOME PROTECTION AND DISABILITY INSURANCE; INSURANCE PREMIUM FUNDING; INCOME PROTECTION AND DISABILITY INSURANCE UNDERWRITING SERVICES, NAMELY, PROCURING SUBSCRIBERS OR PURCHASERS FOR DEBT, EQUITY OR OTHER SECURITIES OFFERED FOR ISSUE OR SUBSCRIPTION; VALUATION SERVICES, NAMELY, FISCAL VALUATION OF BUSINESSES AND COMPANIES; FINANCIAL VALUATION OF LISTED AND UNLISTED SECURITIES, FINANCIAL VALUATIONS OF FINANCIAL ASSETS AND OF INFRASTRUCTURE ASSETS, VALUATION OF REAL PROPERTY, FINANCIAL VALUATION OF PERSONAL PROPERTY AND FINANCIAL VALUATION OF INTELLECTUAL PROPERTY; RISK ADVISORY SERVICES REGARDING FINANCIAL AND COMMODITY RELATED ISSUES, FINANCIAL ADVISORY SERVICES IN RELATION TO PROPERTY INVESTMENT BANKING, CORPORATE AND PROJECT FINANCING TRANSACTIONS; LEASE PURCHASE SERVICES, NAMELY, LEASE-PURCHASE FINANCING, COMMERCIAL LEASE PURCHASE, NAMELY, COMMERCIAL LEASE-PURCHASE FINANCING AND LEASEBACK TRANSACTIONS, NAMELY, LEASE-PURCHASE FINANCING, LONG-TERM REAL ESTATE LEASING; FISCAL VALUATION SERVICES, REAL ESTATE MANAGEMENT; FINANCIAL SPONSORSHIP OF VARIOUS SPORTING, CULTURAL, ART AND ENTERTAINMENT EVENTS
No 79008474
No Service Mark
No 210432-9004
No
No
No
No
No
No
No
No
26.01.18 -
Three or more concentric circles
26.01.21 -
Circles that are totally or partially shaded
| Status Date | Action Taken |
|---|---|
| 02th Jan 2021 | NEW REPRESENTATIVE AT IB RECEIVED |
| 30th Nov 2018 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
| 16th Aug 2018 | REGISTERED-SEC.71 ACCEPTED |
| 16th Aug 2018 | AMENDMENT UNDER SECTION 7 ¿ PROCESSED |
| 16th Aug 2018 | NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED |
| 06th Aug 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 27th Jul 2018 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
| 13th Jul 2018 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 13th Jul 2018 | TEAS SECTION 71 RECEIVED |
| 13th Jul 2018 | TEAS SECTION 7 REQUEST RECEIVED |
