on 19 Jun 2018
Last Applicant/ Owned by
11120 North Tatum Blvd.
Phoenix
AZ
85028
Serial Number
77320231 filed on 02th Nov 2007
Registration Number
3546017 registered on 16th Dec 2008
Filing Basis
1. use application currently
Disclaimer
"GROUP"
Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Brokerage of shares or stocks and other securities; Administration of employee benefit plans concerning insurance and finance; trust management accounts; Investment services, namely, asset acquisition, consultation, development and management services; Financial seRead More
Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Brokerage of shares or stocks and other securities; Administration of employee benefit plans concerning insurance and finance; trust management accounts; Investment services, namely, asset acquisition, consultation, development and management services; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; investment advisory services; Financial planning for retirement; insurance agency and brokerage
14th Jul 2003
14th Jul 2003
No 77320231
No Service Mark
No
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 19th Jun 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| 19th Jun 2018 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 19th Jun 2018 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| 19th Jun 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 07th Jun 2018 | TEAS SECTION 8 & 9 RECEIVED |
| 16th Dec 2017 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| 10th Sep 2014 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 10th Sep 2014 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| 10th Sep 2014 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 26th Aug 2014 | TEAS SECTION 8 & 15 RECEIVED |
