on 31 Mar 2023
Last Applicant/ Owned by
1401-6TH AVENUE SOUTH
CLEAR LAKE
IA
50428
Serial Number
76062014 filed on 05th Jun 2000
Registration Number
2648018 registered on 12th Nov 2002
Correspondent Address
Ashley G. Kessler
Filing Basis
1. use application currently
Disclaimer
"SYSTEMS"
"SYSTEMS" APPLICATION SERVICE PROVIDER (ASP) FEATURING SOFTWARE FOR USE IN ACCOUNT MANAGEMENT, NAMELY CLIENT PROSPECTING, ASSET SELECTION AND ALLOCATION, TRADE ENTRY, PORTFOLIO MANAGEMENT, COMMISSIONS PAYMENT, COMPLIANCE, SUITABILITY AND PRINCIPAL REVIEW, DATA WAREHOUSING AND TRANSACTION ROUTING, IN THE FIELDS OF FINANCIAL SERVICES AND ACCOUNTING
APPLICATION SERVICE PROVIDER (ASP) FEATURING SOFTWARE FOR USE IN ACCOUNT MANAGEMENT, NAMELY CLIENT PROSPECTING, ASSET SELECTION AND ALLOCATION, TRADE ENTRY, PORTFOLIO MANAGEMENT, COMMISSIONS PAYMENT, COMPLIANCE, SUITABILITY AND PRINCIPAL REVIEW, DATA WAREHOUSING AND TRANSACTION ROUTING, IN THE FIELDS OF FINANCIAL SERVICES AND ACCOUNTING
09th Feb 1999
09th Feb 1999
No 76062014
No Service Mark
No
No
No
No
No
No
No
No
No
01.07.08 -
Globes with bars, bands, or wavy lines, excluding meridian or parallel lines
26.01.12 -
Circles with bars, bands and lines
26.01.21 -
Circles that are totally or partially shaded
26.17.13 -
Letters or words underlined and/or overlined by one or more strokes or lines
| Status Date | Action Taken |
|---|---|
| 31st Mar 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| 31st Mar 2023 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
| 31st Mar 2023 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 31st Mar 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 20th Sep 2022 | TEAS SECTION 8 & 9 RECEIVED |
| 08th Dec 2021 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| 08th Dec 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 08th Dec 2021 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| 08th Dec 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| 08th Dec 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
