on 05 Mar 2019
Last Applicant/ Owned by
1375 Kerns Road, Suite 100
Burlington, Ontario
CA
L7P4V7
Serial Number
87136393 filed on 12th Aug 2016
Registration Number
5688482 registered on 05th Mar 2019
Filing Basis
1. intent to use
Disclaimer
NO DATA
Brokerage and investment management services in the fields of investment funds, mutual funds, pooled funds, wrap account securities, segregated funds, and securities-based lines of credit; investment counseling and financial planning; and providing investment management services and customized investment portfolio management to private clients in the nature of high net worth individuals, family trRead More
Brokerage and investment management services in the fields of investment funds, mutual funds, pooled funds, wrap account securities, segregated funds, and securities-based lines of credit; investment counseling and financial planning; and providing investment management services and customized investment portfolio management to private clients in the nature of high net worth individuals, family trusts and holding companies
No 87136393
No Service Mark
No 14420197US01
Yes
No
No
Yes
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 05th Mar 2024 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| 05th Mar 2019 | REGISTERED-PRINCIPAL REGISTER |
| 31st Jan 2019 | 1(B) BASIS DELETED; PROCEED TO REGISTRATION |
| 30th Jan 2019 | SOU TEAS EXTENSION RECEIVED |
| 29th Jan 2019 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| 18th Dec 2018 | TEAS DELETE 1(B) BASIS RECEIVED |
| 18th Dec 2018 | NOTICE OF ALLOWANCE CANCELLED |
| 13th Apr 2018 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| 11th Apr 2018 | SOU TEAS EXTENSION RECEIVED |
| 11th Apr 2018 | SOU EXTENSION 1 FILED |
