granted
on 01 Aug 2023
Last Applicant/ Owned by
3000 Schwab Way
Westlake
TX
76262
Serial Number
88057904 filed on 30th Jul 2018
Registration Number
N/A
Correspondent Address
Louise Arnott
Filing Basis
1. intent to use
2. intent to use current
Disclaimer
"GUIDING PRINCIPLES SERIES"
"GUIDING PRINCIPLES SERIES" publications in the nature of reports and white papers in the fields of investment advisor practice management and financial investments; instructional and teaching materials in the fields of investment advisor practice management and financial investments
publications in the nature of reports and white papers in the fields of investment advisor practice management and financial investments; instructional and teaching materials in the fields of investment advisor practice management and financial investments
09th Mar 2022
09th Mar 2022
No 88057904
No Service/Collective Mark
No 888677-0004
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 07th Dec 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| 07th Dec 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| 07th Dec 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 02th Aug 2023 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| 01st Aug 2023 | SOU EXTENSION 5 GRANTED |
| 26th Jul 2023 | SOU TEAS EXTENSION RECEIVED |
| 26th Jul 2023 | SOU EXTENSION 5 FILED |
| 01st Apr 2023 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| 30th Mar 2023 | SOU TEAS EXTENSION RECEIVED |
| 30th Mar 2023 | SOU EXTENSION 4 FILED |
