on 28 Oct 2016
Last Applicant/ Owned by
One Franklin Parkway
San Mateo
CA
944031906
Serial Number
77034361 filed on 01st Nov 2006
Registration Number
3271359 registered on 31st Jul 2007
Correspondent Address
Jordan Arnot Leahey
Filing Basis
1. use application currently
Disclaimer
"INC."
Investment advisory services; Investment management; Mutual fund distribution; Mutual fund investment "INC."
Investment advisory services; Investment management; Mutual fund distribution; Mutual fund investment
30th Sep 1970
30th Sep 1970
No 77034361
No Service Mark
No
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 17th Mar 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 17th Mar 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 17th Mar 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 28th Oct 2016 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| 28th Oct 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| 28th Oct 2016 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 28th Oct 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 11th Aug 2016 | TEAS SECTION 8 & 9 RECEIVED |
| 31st Jul 2016 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| 25th Aug 2012 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
