on 26 Jan 2021
Last Applicant/ Owned by
One Franklin Parkway
San Mateo
CA
94403
Serial Number
90033389 filed on 02th Jul 2020
Registration Number
6257044 registered on 26th Jan 2021
Correspondent Address
Jordan Arnot Leahey
Filing Basis
1. use application currently
Disclaimer
NO DATA
Advice relating to investments; Establishing mutual funds for others; Financial advisory and consultancy services; Financial analysis and consultation; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services;Read More
Advice relating to investments; Establishing mutual funds for others; Financial advisory and consultancy services; Financial analysis and consultation; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, investment fund transfer and transaction services; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial information and advisory services; Fund investment consultation; Funds investment; Hedge fund investment services; Investment advisory services; Investment consultation; Investment management; Mutual fund advisory services; Mutual fund distribution; Mutual fund investment; Mutual funds and capital investment; Transfer agency services rendered to issuers of investment securities
05th Jun 2016
05th Jun 2016
No 90033389
No Service Mark
No
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 17th Mar 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 17th Mar 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 17th Mar 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 26th Jan 2021 | REGISTERED-PRINCIPAL REGISTER |
| 10th Nov 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| 10th Nov 2020 | PUBLISHED FOR OPPOSITION |
| 21st Oct 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| 30th Sep 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| 30th Sep 2020 | EXAMINERS AMENDMENT E-MAILED |
| 30th Sep 2020 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
