express
on 21 Apr 2015
Last Applicant/ Owned by
1400 Shattuck Avenue, Suite 1
Berkeley
CA
94709
Serial Number
86206792 filed on 27th Feb 2014
Registration Number
N/A
Correspondent Address
KATY M YOUNG
Filing Basis
1. use application currently
Disclaimer
"GIVING"
A program administering pledged donations from Registered Investment Advisor's (RIAs) financial advisory, wealth management, and money management services to non-profit foundation/endowment clients and supporting member RIAs with fiduciary best practices education focused on their work with those non-profits. Donation proceeds are used to develop financial education programs for youth and to improRead More
A program administering pledged donations from Registered Investment Advisor's (RIAs) financial advisory, wealth management, and money management services to non-profit foundation/endowment clients and supporting member RIAs with fiduciary best practices education focused on their work with those non-profits. Donation proceeds are used to develop financial education programs for youth and to improve economic outcomes for women and minorities in the financial services industry through outreach, education and mentoring
01st Jul 2013
01st Jul 2013
No 86206792
No Service Mark
No DeYoe
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 21st Apr 2015 | ABANDONMENT NOTICE MAILED - EXPRESS ABANDONMENT |
| 21st Apr 2015 | ABANDONMENT - EXPRESS MAILED |
| 20th Apr 2015 | TEAS EXPRESS ABANDONMENT RECEIVED |
| 14th Apr 2015 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| 14th Apr 2015 | SUSPENSION LETTER WRITTEN |
| 14th Apr 2015 | LETTER OF SUSPENSION E-MAILED |
| 08th Apr 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 08th Apr 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| 08th Apr 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 05th Apr 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
