accepted and acknowledged
on 24 May 2022
Last Applicant/ Owned by
SUITE 121
WICHITA
KS
67202
Serial Number
86678523 filed on 30th Jun 2015
Registration Number
4985168 registered on 21st Jun 2016
Correspondent Address
William P. Matthews
Filing Basis
1. intent to use
2. use application currently
Disclaimer
"FINANCIAL"
In the statement, line 13, after derivatives for others, following wording "excluding acting as a sponsor or advertising or marketing of private investment funds" is inserted. And line 27-28 "underwriting, issuance and administration of annuities" is deleted. Financial and investment services, namely, brokerage services in the fields of stocks, bonds, options, mutual funds, commodities, futures, Read More
Financial and investment services, namely, brokerage services in the fields of stocks, bonds, options, mutual funds, commodities, futures, and other securities; Proprietary trading services, namely, fund investment services featuring the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder; investment banking services; securities brokerage; equity capital investment services; private placements of hedge funds, private equity funds, securities and derivatives for others *, excluding acting as a sponsor or advertising or marketing of private investment funds; * investment of funds for others; [ securities trading and investing services for others via the Internet; ]investment advisory services; investment consultation services; investment management services; providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement through a global computer network; financial planning; cash management account services; providing financial portfolio management services; [ providing an interactive online computer database in the field of financial portfolio management, financial decision making, investment research, monitoring investment value and performance of investments, analyzing investment performance, evaluating asset allocation, risk tolerance, financial alternative plans, and investment time frames; ] insurance agencies, insurance consultation and insurance administration services in the fields of life, health, and long-term care; [ underwriting, issuance and administration of annuities; ] Investment management of and distribution of annuities
01st Sep 2015
01st Sep 2015
No 86678523
No Service Mark
No 100196-00001
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 24th May 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| 24th May 2022 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 24th May 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 02th Dec 2021 | TEAS SECTION 8 & 15 RECEIVED |
| 21st Jun 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| 12th Sep 2017 | AMENDMENT UNDER SECTION 7 ¿ PROCESSED |
| 11th Sep 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 30th Aug 2017 | TEAS SECTION 7 REQUEST RECEIVED |
| 21st Jun 2016 | REGISTERED-PRINCIPAL REGISTER |
| 14th May 2016 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
