on 15 Jun 2017
Last Applicant/ Owned by
5226 Ameriprise Financial Center
Minneapolis
MN
55474
Serial Number
77043286 filed on 14th Nov 2006
Registration Number
3284839 registered on 28th Aug 2007
Correspondent Address
Michael J. Newman
Filing Basis
1. use application currently
Disclaimer
FINANCIAL SERVICES
Financial services, namely, advice relating to investments, asset management, cash management; financial analysis and consultation, financial planning consultation, financial portfolio management, financial research and financial risk management; providing on-line financial calculators; providing stock/securities market information; brokerage in the field of stocks, mutual funds and other securitiRead More
Financial services, namely, advice relating to investments, asset management, cash management; financial analysis and consultation, financial planning consultation, financial portfolio management, financial research and financial risk management; providing on-line financial calculators; providing stock/securities market information; brokerage in the field of stocks, mutual funds and other securities; mutual fund investment and mutual fund distribution; consumer lending services; issuance and management of certificates backed by loan portfolios which are subsequently managed to insure the integrity of the certificates; investment fund transfer and transaction services; assisting others with the completion of financial transactions for stocks, bonds, securities and equities; a total portfolio offering for clients consisting of both separate accounts and mutual funds for equity and fixed income investments; financial trust operations; trust services, namely, investment and trust company services; insurance services, namely, underwriting, writing and brokerage of property, life and casualty insurance; investment management of and distribution of annuities; investment services, namely asset acquisition, consultation, development and management services
01st Aug 2005
01st Aug 2005
No 77043286
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
15th Jun 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
15th Jun 2017 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
15th Jun 2017 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
15th Jun 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
26th Apr 2017 | TEAS SECTION 8 & 9 RECEIVED |
28th Aug 2016 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
11th Oct 2013 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
11th Oct 2013 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
28th Aug 2013 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
28th Aug 2013 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |