ALLIANCE WARBURG CAPITAL MANAGEMENT

Class [036]
Insurance & Financial Services

Banking and financing services; Business equity research; Consultancy concerning financing of energy projects; Corporate finance services, namely, consultation in the field of capital structure; Equipment financing services; Equity capital investment; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial research and equity research brokerage services; Financial restructuring services; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans using a check or negotiable order of withdrawal over a global data network; Financial services, namely, administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans using a credit or debit card over a global data network; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, dealing in securities as a market maker and in trading commodities, securities, options, futures, equities and fixed income products in the U.S. and overseas market securities; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the U.S. and overseas market securities; Financial services, namely, raising debt and equity capital for others; Financial services, namely, raising money for the hedge funds of others; Financing and loan services; Financing medical research of others; Financing of development and operation of medical imaging centers; Financing of loans; Financing of purchases; Financing of real estate development projects; Financing services; Hedge fund investment services; Information, advisory, consultancy and research services relating to finance and investments; Management of a capital investment fund; Management of private equity funds; Private equity consultant services; Private equity fund investment services; Private placements of hedge funds, private equity funds, securities and derivatives for others; Project financing; Providing information and research in the field of finance and financial investments; Providing working capital financing to small businesses and small business owners; Provision of financial information relating to the finance industry involved in environmentally focused investments; Strategic corporate financial advisory services; Venture capital financing; Venture capital services, namely, providing financing to emerging and start-up companies