on 15 Feb 2016
Last Applicant/ Owned by
Suite 101c
Wilmington
DE
19810
Serial Number
78530105 filed on 09th Dec 2004
Registration Number
3023743 registered on 06th Dec 2005
Correspondent Address
Kristin H. Altoff
Filing Basis
1. use application currently
Disclaimer
"ADVISORS" and "FUNDS"
mutual fund brokerage, distribution and investment services "ADVISORS" and "FUNDS"
mutual fund brokerage, distribution and investment services
14th Nov 1991
14th Nov 1991
No 78530105
No Service Mark
No 08333.0671.0
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 15th Feb 2016 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| 15th Feb 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| 15th Feb 2016 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 15th Feb 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 01st Dec 2015 | TEAS SECTION 8 & 9 RECEIVED |
| 04th Jan 2012 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 04th Jan 2012 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 04th Jan 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| 16th Nov 2011 | TEAS SECTION 8 & 15 RECEIVED |
| 06th Dec 2005 | REGISTERED-PRINCIPAL REGISTER |
