on 14 Mar 2023
Last Applicant/ Owned by
100 International Drive
Baltimore
MD
21202
Serial Number
97104070 filed on 02th Nov 2021
Registration Number
7002003 registered on 14th Mar 2023
Correspondent Address
Jordan Arnot Leahey
Filing Basis
1. intent to use
2. use application currently
Disclaimer
"EDUCATION" AND "SERVICE"
A COMMITMENT EDUCATION SERVICE Financial services of brokers selling mutual funds to employer-sponsored 401(k) plans and other defined contribution plans subject to ERISA (Employee Retirement Income Security Act of 1974), namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in thRead More
Financial services of brokers selling mutual funds to employer-sponsored 401(k) plans and other defined contribution plans subject to ERISA (Employee Retirement Income Security Act of 1974), namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants
31st Jan 2020
31st Jan 2020
No 97104070
No Service Mark
No
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 14th Mar 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| 14th Mar 2023 | REGISTERED-PRINCIPAL REGISTER |
| 07th Feb 2023 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| 06th Feb 2023 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| 13th Jan 2023 | STATEMENT OF USE PROCESSING COMPLETE |
| 12th Jan 2023 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| 12th Dec 2022 | TEAS STATEMENT OF USE RECEIVED |
| 12th Dec 2022 | USE AMENDMENT FILED |
| 22nd Nov 2022 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| 27th Sep 2022 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
