on 29 Mar 2023
Last Applicant/ Owned by
600 Montgomery Street
San Francisco
CA
94111
Serial Number
85570843 filed on 15th Mar 2012
Registration Number
4225767 registered on 16th Oct 2012
Correspondent Address
David O. Johanson, Esq.
Filing Basis
1. use application currently
Disclaimer
"FUND"
Mutual fund investment services; investment advisory services; investment management services; investment of funds for others "FUND"
Mutual fund investment services; investment advisory services; investment management services; investment of funds for others
30th Jun 2003
30th Jun 2003
No 85570843
No Service Mark
No 112641-0002
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 29th Mar 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| 29th Mar 2023 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| 29th Mar 2023 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 29th Mar 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 16th Sep 2022 | TEAS SECTION 8 & 9 RECEIVED |
| 16th Sep 2022 | TEAS SECTION 15 RECEIVED |
| 16th Oct 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| 13th Oct 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
| 13th Oct 2018 | REGISTERED - SEC. 8 (6-YR) ACCEPTED |
| 13th Oct 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
