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WELLS FARGO ADVISORS
Filed on: 3/22/2016
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Financial and investment services, namely, brokerage services in the fields of stocks, bonds, options, mutual funds, commodities, futures, and other securities; Proprietary trading services, namely, fund investment services featuring the trading of an account holder's securiti...
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CONTINUED USE AND INCONTESTIBILITY ACCEPTED
10/16/2023
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WELLS FARGO ADVISORS
Filed on: 2/23/2009
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Financial and investment services, namely, brokerage services in the fields of stocks, bonds, options, mutual funds, commodities, futures, and other securities; Proprietary trading services, namely, fund investment services featuring the trading of an account holder's securiti...
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REGISTERED AND RENEWED
7/14/2020
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WELLS FARGO ADVISORS FINANCIAL NETWORK
Filed on: 3/22/2016
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Financial and investment services, namely, brokerage services in the fields of stocks, bonds, options, mutual funds, commodities, futures, and other securities; Proprietary trading services, namely, fund investment services featuring the trading of an account holder's securiti...
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CONTINUED USE NOT FILED WITHIN GRACE PERIOD, UN-REVIVABLE
10/27/2023
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WELLS FARGO ADVISORS FINANCIAL NETWORK
Filed on: 2/23/2009
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Financial and investment services, namely, brokerage services in the fields of stocks, bonds, options, mutual funds, commodities, futures, and other securities; Proprietary trading services, namely, fund investment services featuring the trading of an account holder's securiti...
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REGISTERED AND RENEWED
7/12/2021
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WELLS FARGO PORTFOLIO ADVISOR
Filed on: 11/4/1996
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investment and asset allocation advice and strategy services
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ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE
11/21/1997
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