on 25 Jun 2019
Last Applicant/ Owned by
3710 Rawlins St., Suite 1000
Dallas
TX
75219
Serial Number
77529747 filed on 23rd Jul 2008
Registration Number
3773974 registered on 13th Apr 2010
Correspondent Address
Tiffany Ferris
Filing Basis
1. use application currently
Disclaimer
"CAPITAL SECURITIES"
Broker-dealer services, namely, securities brokerage in the fields of debt, preferred and common equity, overrides, namely, overriding royalty interests, warrants, and derivative financial instruments, and other yield enhancing and real property instruments, namely, net profits interests and related interests, all relating to all areas of energy and energy related companies and their capital strucRead More
Broker-dealer services, namely, securities brokerage in the fields of debt, preferred and common equity, overrides, namely, overriding royalty interests, warrants, and derivative financial instruments, and other yield enhancing and real property instruments, namely, net profits interests and related interests, all relating to all areas of energy and energy related companies and their capital structures
31st Oct 2004
31st Oct 2004
No 77529747
No Service Mark
No 33594.35
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 25th Jun 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| 25th Jun 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 25th Jun 2019 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| 25th Jun 2019 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 15th May 2019 | TEAS SECTION 8 & 9 RECEIVED |
| 13th Apr 2019 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| 28th May 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| 28th May 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 28th May 2016 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 21st Mar 2016 | TEAS SECTION 8 & 15 RECEIVED |
