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Owners
NEUBERGER BERMAN INVESTMENT ADVISERS LLC
NEUBERGER BERMAN U.S. EQUITY INDEX PUTWRITE STRATEGY FUND
accepted and acknowledged
on 08 Sep 2023
Last Applicant/ Owned by
1290 Avenue of the Americas
New York
NY
10104
Serial Number
87082021 filed on 23rd Jun 2016
Registration Number
5159522 registered on 14th Mar 2017
Correspondent Address
Claudia W. Stangle
Filing Basis
1. intent to use
2. use application currently
Disclaimer
"U.S. EQUITY INDEX" AND "STRATEGY FUND"
"U.S. EQUITY INDEX" AND "STRATEGY FUND" Investment advisory and mutual fund services, namely, mutual fund advisory and investment management services, mutual fund underwriting and administration services, sponsoring mutual funds, providing administration and shareholder services to mutual funds, distributing mutual fund shares and managing funds and bonds and other investments for institutions anRead More
Investment advisory and mutual fund services, namely, mutual fund advisory and investment management services, mutual fund underwriting and administration services, sponsoring mutual funds, providing administration and shareholder services to mutual funds, distributing mutual fund shares and managing funds and bonds and other investments for institutions and the general public; clearance services, namely, clearing and settling financial transactions on behalf of others; maintaining assets and securities for others, and confirming and tracking financial transactions for others
13th Sep 2016
13th Sep 2016
No 87082021
No Service Mark
No 286244
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 08th Sep 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 08th Sep 2023 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 09th Mar 2023 | TEAS SECTION 8 & 15 RECEIVED |
| 14th Mar 2022 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| 14th Mar 2017 | REGISTERED-PRINCIPAL REGISTER |
| 08th Jan 2017 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| 08th Jan 2017 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| 27th Dec 2016 | PUBLISHED FOR OPPOSITION |
| 27th Dec 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| 07th Dec 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
