on 02 Nov 2021
Last Applicant/ Owned by
1700 K Street NW, 12th Floor
Washington
DC
20006
Serial Number
88770817 filed on 23rd Jan 2020
Registration Number
6548362 registered on 02th Nov 2021
Correspondent Address
Aaron D. Hendelman
Filing Basis
1. intent to use
2. use application currently
Disclaimer
"CAT"
Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logginRead More
Providing information relating to regulatory compliance in the financial securities industry
24th Apr 2019
24th Apr 2019
Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data
24th Apr 2019
24th Apr 2019
Educational services, namely, providing educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data, and distribution of educational materials in the nature of printed and downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data in connection therewith
24th Apr 2019
24th Apr 2019
Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing financial information relating to regulatory compliance in the financial securities industry
24th Apr 2019
24th Apr 2019
Business services, namely, maintaining a consolidated database of securities transactions; business management services relating to computer technologies, business automation, and customer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities
24th Apr 2019
24th Apr 2019
No 88770817
No Service Mark
No 18110-TM1051
No
No
No
No
No
No
No
No
The mark consists of they stylized word "FINRA CAT" in lower case.
| Status Date | Action Taken |
|---|---|
| 14th Mar 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| 14th Mar 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| 14th Mar 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 14th Mar 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 14th Mar 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 02th Nov 2021 | REGISTERED-PRINCIPAL REGISTER |
| 29th Sep 2021 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| 28th Sep 2021 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| 27th Aug 2021 | ASSIGNED TO EXAMINER |
| 24th Aug 2021 | SOU TEAS EXTENSION RECEIVED |
