(1) - Printed media, namely, forms containing financial information, namely, compliance documents concerning the issuance of securities offered for sale to investors on behalf of securities brokers.
(2) - Financial information provided by electronic means for producing compliance documents concerning the issuance of securities offered for sale to investors on behalf of securities brokers.
(3) - Printed media, namely, forms containing financial information, namely, compliance documents concerning the issuance of securities offered for sale to investors on behalf of securities brokers.
(4) - Financial information provided by electronic means for producing compliance documents concerning the issuance of securities offered for sale to investors on behalf of securities brokers.
(5) - Printed media, namely, forms containing financial information, namely, compliance documents concerning the issuance of securities offered for sale to investors on behalf of securities brokers.
(6) - Financial information provided by electronic means for producing compliance documents concerning the issuance of securities offered for sale to investors on behalf of securities brokers.
|