Description:
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(1) - Printed publications, namely, guides, brochures, manuals, charts, designed for clients in their understanding of financial markets and the services provided by the applicants; stationary, namely, paper, pads, envelopes and notepads.
(2) - Financial services, namely, banking services; trading services, namely, trading of securities, futures, options, foreign exchange, currency, commodities, foreign currency bonds, bonds, derivatives, debentures; security services, namely, originating, underwriting, acting as selling agent, assisting in the public and private offering of securities, and in the preparation of prospectus and offering memoranda in connection with the same, distribution and dealing with securities; brokerage services, namely, stock brokerage, bond brokerage, money market brokerage, margin brokerage account services; financial management service evaluation services, financial investment analysis services, mutual funds services, namely, mutual fund investment services; and real estate services, namely, corporate real estate advisory services; insurance services; business services, namely, research services, consulting services, price quotation services, statistical information services, advisory services with respect to the foregoing; computer services, namely, automated data processing, storage, retrieval and verification services, computerized business information services; information services, namely, compilation and publication of financial data and statistical information, computerized business and financial data processing.
(3) - Printed publications, namely, guides, brochures, manuals, charts, designed for clients in their understanding of financial markets and the services provided by the applicants; stationary, namely, paper, pads, envelopes and notepads.
(4) - Financial services, namely, banking services; trading services, namely, trading of securities, futures, options, foreign exchange, currency, commodities, foreign currency bonds, bonds, derivatives, debentures; security services, namely, originating, underwriting, acting as selling agent, assisting in the public and private offering of securities, and in the preparation of prospectus and offering memoranda in connection with the same, distribution and dealing with securities; brokerage services, namely, stock brokerage, bond brokerage, money market brokerage, margin brokerage account services; financial management service evaluation services, financial investment analysis services, mutual funds services, namely, mutual fund investment services; and real estate services, namely, corporate real estate advisory services; insurance services; business services, namely, research services, consulting services, price quotation services, statistical information services, advisory services with respect to the foregoing; computer services, namely, automated data processing, storage, retrieval and verification services, computerized business information services; information services, namely, compilation and publication of financial data and statistical information, computerized business and financial data processing.
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