Publication Registration: |
Wednesday, September 16, 2009 |
Goods and Services Information
|
Description:
|
(1) - Providing financial and investment transaction confirmations, namely, mutual fund and non-mutual fund transactions through electronic means, namely the provision of access via the internet to electronic copies of customized prospectuses which by regulations are required to be delivered to investors; providing customized mutual fund prospectuses, namely, on-line delivery by electronic means of information pertinent only to the trade, and other financial regulatory documents, namely, long form or short form prospectuses (preliminary or final), information folders, information memoranda, information statements, offering memoranda, information pages, financial instruments or securities interim sheets, present or future point-of-sale documents, account opening, management or maintenance information in connection with a trade.
(2) - Providing financial and investment transaction confirmations, namely, mutual fund and non-mutual fund transactions through electronic means, namely the provision of access via the internet to electronic copies of customized prospectuses which by regulations are required to be delivered to investors; providing customized mutual fund prospectuses, namely, on-line delivery by electronic means of information pertinent only to the trade, and other financial regulatory documents, namely, long form or short form prospectuses (preliminary or final), information folders, information memoranda, information statements, offering memoranda, information pages, financial instruments or securities interim sheets, present or future point-of-sale documents, account opening, management or maintenance information in connection with a trade.
|