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RIVERROCK FUNDS
Live/Registered
SECTION 8-ACCEPTED

accepted

on 06 Oct 2022

Last Applicant/ Owned by

Suite 1575

Austin

TX

78701

Serial Number

87125577 filed on 03rd Aug 2016

Registration Number

5165401 registered on 21st Mar 2017

in the Principal Register

Correspondent Address

Amy Springs

RIVERROCK FUNDS, LLC

500 W 2nd Street

SUITE 1575

Austin, TX 78701

Filing Basis

1. use application currently

Disclaimer

"FUNDS"

RIVERROCK FUNDS

RIVER ROCK FUNDS, LLC Investment management in the fields of securities, private equity and/or life settlement; Investment of funds for others in the fields of securities, private equity and/or life settlement; Financial investment in the field of securities, private equity and/or life settlement; Financial investment services, namely, administering the issuance, underwriting and distribution of Read More

Classification Information


Class [036]
Insurance & Financial Services


Investment management in the fields of securities, private equity and/or life settlement; Investment of funds for others in the fields of securities, private equity and/or life settlement; Financial investment in the field of securities, private equity and/or life settlement; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities


First Use Date in General

01st Nov 2012

First Use Date in Commerce

01st Nov 2012

Mark Details


Serial Number

No 87125577

Mark Type

No Service Mark

Attorney Docket Number

No

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
06th Oct 2022REGISTERED - SEC. 8 (6-YR) ACCEPTED
06th Oct 2022CASE ASSIGNED TO POST REGISTRATION PARALEGAL
28th Apr 2022TEAS SECTION 8 RECEIVED
21st Mar 2022COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
16th Aug 2018APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
16th Aug 2018TEAS CHANGE OF OWNER ADDRESS RECEIVED
21st Mar 2017REGISTERED-PRINCIPAL REGISTER
03rd Jan 2017OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
03rd Jan 2017PUBLISHED FOR OPPOSITION
14th Dec 2016NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED