on 14 Jan 2019
Last Applicant/ Owned by
SUITE 200
AUSTIN
TX
78738
Serial Number
75184007 filed on 21st Oct 1996
Registration Number
2075895 registered on 01st Jul 1997
Correspondent Address
ERIC O. HAUGEN
Filing Basis
1. use application currently
Disclaimer
NO DATA
financial services, namely, [ commodity pool, commodity trading advisor, futures brokerage, securities broker-dealer and ] investment adviser services
financial services, namely, [ commodity pool, commodity trading advisor, futures brokerage, securities broker-dealer and ] investment adviser services
25th Oct 1985
25th Oct 1985
No 75184007
No Service Mark
No 960718
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 14th Jan 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| 14th Jan 2019 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 14th Jan 2019 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
| 08th Mar 2018 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| 09th Sep 2017 | POST REGISTRATION ACTION MAILED - SEC. 8 & 9 |
| 21st Jun 2017 | TEAS SECTION 8 & 9 RECEIVED |
| 21st Jun 2017 | TEAS VOLUNTARY AMENDMENT RECEIVED |
| 01st Jul 2016 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| 02th Dec 2009 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| 25th Nov 2009 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
