failure to respond or late response
on 15 Jul 2018
Last Applicant/ Owned by
One Franklin Parkway
San Mateo
CA
944031906
Serial Number
87090350 filed on 30th Jun 2016
Registration Number
N/A
Filing Basis
1. intent to use
2. intent to use current
Disclaimer
NO DATA
Establishing mutual funds for others; Financial advisory and consultancy services; Financial analysis and consultation; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, invRead More
Establishing mutual funds for others; Financial advisory and consultancy services; Financial analysis and consultation; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, investment fund transfer and transaction services; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial information and advisory services; Fund investment consultation; Funds investment; Hedge fund investment services; Investment advisory services; Investment advisory services; Investment consultation; Investment management; Mutual fund advisory services; Mutual fund distribution; Mutual fund investment; Mutual funds and capital investment; Transfer agency services rendered to issuers of investment securities
No 87090350
No Service Mark
No
No
No
No
No
No
No
No
No
| Status Date | Action Taken |
|---|---|
| 16th Jul 2018 | ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND |
| 15th Jul 2018 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| 17th Dec 2017 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| 17th Dec 2017 | FINAL REFUSAL E-MAILED |
| 17th Dec 2017 | FINAL REFUSAL WRITTEN |
| 21st Nov 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 20th Nov 2017 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| 20th Nov 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 20th May 2017 | NON-FINAL ACTION WRITTEN |
| 20th May 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
