tm logo
GUGGENHEIM SECURITIES
Live/Registered
REGISTERED AND RENEWED

on 09 Jan 2021

Last Applicant/ Owned by

227 W. Monroe, Suite 4800

Chicago

IL

60606

Serial Number

77896796 filed on 18th Dec 2009

Registration Number

3935451 registered on 22nd Mar 2011

in the Principal Register

Correspondent Address

Richard Y. Kim

SNELL & WILMER L.L.P.

One Arizona Center

400 East Van Buren Street, Suite 1900

Phoenix AZ 85004-2202

Filing Basis

1. intent to use

2. use application currently

Disclaimer

"SECURITIES"

GUGGENHEIM SECURITIES

as to "GUGGENHEIM" Providing information, advice and consulting in the fields of finance, insurance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; Read More

Classification Information


Class [036]
Insurance & Financial Services


Providing information, advice and consulting in the fields of finance, insurance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online electronic databases in the fields of finance, banking, asset management and investment


First Use Date in General

31st Jul 2009

First Use Date in Commerce

31st Jul 2009

Mark Details


Serial Number

No 77896796

Mark Type

No Service Mark

Attorney Docket Number

No 80960.02100

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
10th Jan 2021NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
09th Jan 2021CASE ASSIGNED TO POST REGISTRATION PARALEGAL
09th Jan 2021REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
09th Jan 2021REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
16th Oct 2020TEAS SECTION 8 & 9 RECEIVED
11th Jun 2020REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
24th Apr 2020ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
24th Apr 2020APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
24th Apr 2020TEAS CHANGE OF CORRESPONDENCE RECEIVED
24th Apr 2020TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS