| | Filing Date | Mark Name | Goods & Services | Status/
Status Date |
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12/6/2006
|
T
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Acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; Financial loans and discount of bills; Domestic exchange settlement, namely, money order services; Liability guarantee and acceptance of draft; Securities lending; Acquisition and transfer of monetary claims; Safekeeping of valuables including securities and precious metals and other articles, namely, safe deposit services; Money exchange; Trusteeship of financial futures contracts; Trusteeship of money, securities, monetary claims, personal property, land, rights on land fixtures, surface rights or lease on land; Agencies for bond subscriptions; Foreign exchange transactions; Letter of Credit services, namely, issuing letters of credit for others; Brokerage of hire-purchase; Agencies for collecting gas or electric power utility payments; Charitable fund raising; Life insurance brokerage; Life insurance underwriting; Agencies for non-life insurance, namely, Non-life insurance brokerage; Claim adjustment for non-life insurance; Non-life insurance underwriting; Insurance premium rate computing; Issue of tokens of value, namely, issuing of pre-paid purchase card for processing electronic payments made through prepaid cards; Buying and selling of securities; Trading of securities index futures; Trading of securities options and overseas market securities futures; Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; Agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; Securities underwriting; Securities offering and Transaction of securities subscription or offering, namely, Security brokerage; Providing stock market information; Agencies for commodity futures trading; Management of buildings; Agencies or brokerage for renting of buildings; Leasing or renting of buildings; Real estate procurement for others; Agencies or brokerage for purchase and sale of buildings; Real estate appraisal; Land management, namely, real estate management; Agencies or brokerage for leasing or renting of land, namely, agencies or brokerage for leasing or renting of land; Leasing of land; Purchase and sale of land, namely, real estate acquisition services; Agencies or brokerage for purchase or sales of land; Antique appraisal; Art appraisal; Precious stone appraisal; Used automobiles appraisal; Company credit investigation; Rental of paper money and coin counting or processing machines; Rental of cash dispensers or automated-teller machines; Providing toll roads, namely, toll collection services
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REGISTERED
1/31/2012
|
|
9/20/2002
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DAIWA SECURITIES GROUP
|
Financing; safe deposit services; capital investment services; trading securities; trading of securities index futures; trading of securities options and overseas market securities futures; agencies or brokerage for trading of securities, securities index futures, securities option and overseas market securities options; agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; securities underwriting; providing securities offerings for sale to public; stock exchange quotations; administration of employee pension plans; management of financial assets; financial management; financial evaluation for insurance, banking and/or real estate; company credit investigation; financial consultation; financial analysis; provision of financial information
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CANCELLED - SECTION 8
2/24/2012
|
|
4/15/2005
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MUFG
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Acceptance of financial deposits and substitute bond issuance; acceptance of fixed interval installment deposits; financial services in the nature of loans and discounting of bills; domestic exchange settlement for others; liability guarantee and acceptance of bills; securities lending; acquisition and transfer of monetary claims; safe deposit services; safekeeping of valuables, namely, securities and precious metals; money exchange services, namely, exchanging foreign currency; trusteeship of financial futures contracts; trusteeship of money, securities, monetary claims, personal property, land, rights on land fixtures, surface rights and land lease rights; agencies for bond subscriptions; conducting foreign exchange transactions for others; providing letter-of-credit services for others; financial brokerage services for others; credit card services; electronic provision of financial information; provision of financial related information; issuing of stored value tokens; agencies for collecting gas or electric power utility payments; payment collection agencies; buying and selling of securities for others; trading of securities index futures for others; trading of securities options for others; trading of overseas market securities futures for others; agencies or brokerage for trading of securities, securities index futures, securities options and overseas market securities futures; agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities and securities index futures; securities underwriting; brokerage services, namely, brokering securities offerings and securities subscriptions; advisory services relating to the purchase and sale of securities based on oral and written investment advisory agreements; investment for customers based on discretionary investment management agreements; provision of stock market information; agencies for commodity futures trading; trusteeship of operational management of defined contribution pension plans; underwriting of asset management agreements in connection with defined contribution pension plans; provision of information relating to trusteeship of operational management of defined contribution pension plans; provision of information relating to underwriting of asset management agreements in connection with defined contribution pension plans; life insurance brokerage; life insurance underwriting; agencies for non-life insurance; claim adjustment for non-life insurance; non-life insurance underwriting; insurance premium rate computing; management of buildings; agencies or brokerage for leasing or renting of buildings; leasing or renting of buildings; purchase and sale of buildings for others; agencies or brokerage for purchase and sale of buildings; real estate appraisal; land management for others; agencies or brokerage for leasing or renting of land; leasing or renting of land for the benefit of others; purchase and sale of land for the benefit of others; agencies or brokerage for purchase and sale of land; provision of information on real estate; antique appraisal; art appraisal; precious stone appraisal; company credit investigation; charitable fund raising services; investment in stocks of unlisted companies for the benefit of others; brokerage services in the nature of private securities placement transactions; agency services for acceptance of paid money and payment of principal and interest on bonds and debentures; agency services for payment of proceeds, redemption money and money payable on partial cancellation of investment trust beneficiary certificates; stock-related agency services in the nature of preparing requests for conversion of convertible bonds and exercising the warrants of warrant bonds; securities-related proxy services; arranging of commodity investment agreements for the benefit of others; agency services or brokerage for commodity investment agreements; sale of commodity investment beneficiary rights for the benefit of others; agency services, namely, brokerage and sale of commodity investment beneficiary rights; arranging small credit sales contracts for others; agency services and brokerage of small credit sales contracts; brokerage services for loans and financing; management instruction on trust asset management relating to securities investment trusts; financial brokerage services, namely, issuance, subscription or offering of investment trust beneficiary certificates; payment of profit dividends and redemption money on trust assets relating to securities investment trusts managed for others; advisory services relating to securities investment; provision of information relating to securities or financial markets; assessment and advisory services relating to financial affairs; trusteeship of secured bonds trusts; agency services or brokerage of buying and selling of government bond certificates; agency services or brokerage for entrusting agents with on-commission trading of government bond certificates; underwriting of government bond certificates; offering of government bond certificates; handling of subscription or offering of government bond certificates; agency services or brokerage of futures or options trading relating to domestic and foreign government bond certificates; agency services or brokerage of entrusting agents for on-commission trading of futures or options relating to domestic and foreign government bond certificates; rental of paper money and coin counting or processing machines; rental of cash dispensers and automated-teller machines; replacement and collection of cash cartridges and cash management for cash dispensers and automated-teller machines; provision of financial subsidies for scientific research or studies relating to the use of magnetism to maintain and promote health; settlement of petty payments on behalf of users of integrated circuit electronic money cards; consultancy relating to off-balance sheet transactions and other investment risks and asset management; cash card issuance agency services; agency services for execution of credit card membership agreements; offering of credit guarantees or monetary liability guarantees on use of credit cards by their holders; advisory services relating to the management, operation, protection or accumulation of assets; provision of information relating to the financial affairs of others; consultancy relating to the financial affairs of others; provision of financial information; sorting of cash by bill or coin type; safety deposit box services; agency services or brokerage for buying, selling and storing gold bullion under the Securities and Exchange Law; financial services in the nature of providing loans secured by public bonds held in safe deposits; the buying and selling for others of negotiable deposits and yen denominated bank acceptances; agency services or brokerage of buying and selling of negotiable deposits and yen denominated bank acceptances; trusteeship services for trusts, namely, gold trusts and testamentary trusts; agency services for payment of paid-in capital on stocks, stock dividends, and principal and interest on bonds and debentures; brokerage services, namely, offering of gold investment accounts; financial management services in the nature of managing and protecting the assets of others; advisory services relating to financial affairs; provision of information relating to bond market conditions; provision of electronic foreign exchange transactions; provision of electronic foreign currency account transaction information; agency services for electronic bill collection; agency services for payment of royalties on behalf of copyright licensees; agency services for payment of insurance premiums on behalf of policyholders; agency services or brokerage for credit card issuance; issuance of p
|
REGISTERED
5/6/2008
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|
8/14/2009
|
JFC
|
banking services, namely, acceptance of financial deposits; banking services, namely, issuance of substitute bond; banking services, namely, acceptance of fixed interval installment deposit; financial services in the nature of loans and discount of bills; domestic exchange settlement for others, namely, executing domestic exchange transactions for others; liability financial guarantee; banking services, namely, acceptance of bills; commercial securities lending; acquisition and transfer of monetary claims; safe deposit box services; safe deposit box services in the nature of safekeeping of valuables, namely, securities and precious metals; money exchange services; trusteeship representatives, namely, trusteeship of financial futures contracts; trusteeship representatives, namely, trusteeship of money, securities, monetary claims, personal property, land, rights on land fixtures, surface rights or land lease rights; agencies in the field of bond subscriptions; conducting foreign exchange transactions for others; providing letter-of-credit services for others, namely, issuing of letters of credit; brokerage for hire-purchase; credit card services; providing financial information; investment trusts services, namely, trust services in the nature of investment and trust company services; brokerage of shares and other securities; trading of securities index futures for others, namely, brokerage houses in the field of securities index futures; trading of securities options for others, namely, brokerage houses in the field of securities options; trading of overseas market securities futures for others, namely, overseas market securities futures; agencies and brokerage for trading of securities, securities index futures, securities options and overseas market securities futures; agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities and securities index futures; agencies or brokerage for forward agreement of securities, for forward agreement of securities index futures, for forward agreement of securities options, spot and forward transaction of securities index futures; brokerage in the field of securities liquidation; securities underwriting; security brokerage services in the nature of securities offering; security brokerage services in the nature of transaction of securities subscription or offering; providing stock market information; agencies for commodity futures trading; life insurance brokerage; life insurance underwriting; agencies for non-life insurance; claim adjustment for non-life insurance; non-life insurance underwriting; insurance premium rate computing; providing insurance information; management of buildings; agencies or brokerage for leasing or renting of buildings; leasing or renting of buildings; real estate brokerage services in the nature of purchase and sale of buildings for others; real estate brokerage services in the nature of agencies or brokerage for purchase and sale of buildings; real estate appraisal; real estate management services in the nature of land management for others; agencies or brokerage for leasing or renting of land; leasing or renting of land for the benefit of others; real estate brokerage services in the nature of purchase and sale of land for the benefit of others; real estate brokerage services in the nature of agencies or brokerage for purchase and sale of land; providing information on real estate; company credit investigation, namely, business credit verification services
|
REGISTERED
11/16/2010
|
|
4/30/2010
|
ARROWNET
|
Acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits, namely, securities deposit services and savings banks; loan financing and discount of bills; domestic exchange settlement, namely, debt settlement services; liability guarantee and acceptance of bills, namely, financial guarantee and surety; securities lending, namely, commercial lending services; acquisition and transfer of monetary claims; safekeeping of valuables including securities and precious metals, namely, safe deposit box services; money exchange; trusteeship of financial futures contracts, namely, trustee services; trusteeship of money, securities, monetary claims, personal property, land, rights on land fixtures, surface rights or lease on land, namely, trustee services; agencies for bond subscriptions, namely, brokerage of bonds; foreign exchange transactions; letter-of-credit relating services, namely, issuing of letters of credit; brokerage for hire-purchase; issue of tokens of value; agencies for collecting gas or electric power utility payments, namely, electronic payment services by which utility customers may apply money from various sources for payment of energy costs; consigned collection of payment for goods, namely, collection agencies; trading in securities in the nature of buying and selling of securities; trading in securities in the nature of trading of securities index futures; trading in securities in the nature of trading of securities options; trading in securities in the nature of trading of overseas market securities futures; agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; securities brokerage services in the nature of agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; securities brokerage services in the nature of agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; securities brokerage services in the nature of agencies or brokerage for forward agreement of securities, for forward agreement of securities index futures, for forward agreement of securities options, spot and forward transaction of securities index futures; brokerage for securities liquidation; securities brokerage services in the nature of financial securities underwriting and distribution of securities; securities brokerage services in the nature of securities offering; securities brokerage services in the nature of transaction of securities subscription or offering; providing stock market information; agencies for commodity futures trading; securities brokerage services in the nature of establishing financial instruments markets where trading of securities or market trading of derivatives are conducted; securities brokerage services in the nature of establishing markets for commodity derivatives or commodity index derivatives; securities brokerage services in the nature of establishing markets for emissions trading or derivatives trading based on them; securities brokerage services in the nature of establishing markets for emissions trading in the field of greenhouse gases or derivatives trading based on them; providing facilities and management of facilities for financial instruments markets where trading of securities or market trading of derivatives are conducted, namely, organization and financial administration in the nature of stock exchanges and financial exchanges featuring trading of derivative transactions, namely, financial services in the nature of conducting a securities and derivatives exchange; providing facilities and management of facilities for markets of commodity derivatives or commodity index derivatives, namely, organization and financial administration in the nature of financial exchanges featuring trading of commodity derivative transactions or commodity index derivative transactions, namely, financial services in the nature of conducting a securities and derivatives exchange; providing facilities and management of facilities for markets of emissions trading or derivatives trading based on them, namely, organization and financial administration in the nature of financial exchanges featuring trading of emission tradings or derivative transactions, namely, financial services in the nature of conducting a securities and derivatives exchange; providing facilities and management of facilities for markets of emissions trading in the field of greenhouse gases or derivatives trading based on them, namely, organization and financial administration in the nature of financial exchanges featuring trading of emission tradings in the field of greenhouse gases or derivative transactions, namely, financial services in the nature of conducting a securities and derivatives exchange; providing management services for trading for securities or market trading of derivatives, namely, financial management; providing management services for trading for commodity derivatives or commodity index derivatives, namely, financial management; providing management services for emissions trading or derivatives trading based on them, namely, financial management; providing management services for emissions trading in the field of greenhouse gases or derivatives trading based on them, namely, financial management; providing services of supervision and administration for trading of securities or market trading of derivatives, namely, financial management; providing services of supervision and administration for trading of commodity derivatives or commodity index derivatives, namely, financial management; providing services of supervision and administration for emissions trading or derivatives trading based on them, namely, financial management; providing services of supervision and administration for emissions trading in the field of greenhouse gases or derivatives trading based on them, namely, financial management; financial services in the nature of the establishment and provision of investment products regarding securities, claims based on monetary contracts, currencies or other financial instruments, namely, financial services in the nature of conducting a securities and derivatives exchange; financial services in the nature of the establishment and provision of investment products whose reference numerical values are prices or interest rates of financial instruments, weather observation numerical values, securities index, commodity prices, commodity index or other financial indicators, namely, financial services in the nature of conducting a securities and derivatives exchange; financial services in the nature of the establishment and provision of investment outlets, namely, financial services in the nature of conducting a securities and derivatives exchange; financial services in the nature of the establishment and provision of investment products regarding commodity derivatives or commodity index derivatives, namely, financial services in the nature of conducting a securities and derivatives exchange; financial services in the nature of the establishment and provision of investment products regarding emissions trading or derivatives trading based on them, namely, financial services in the nature of conducting a securities and derivatives exchange; financial services in the nature of the establishment and provision of investment products regarding emissions trading in the field of greenhouse gases or derivatives trading based on them, namely, financial services in the nature of conducting a securities and derivatives exchange; financial services in the nature of managing and conducting of listed securities, listed claims based on monetary contracts, listed currencies, other listed financial instruments or financial instruments derivatives, namely, financial services in the n
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REGISTERED
8/28/2012
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|
4/30/2010
|
ARROWHEAD
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Trading in securities in the nature of agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; trading in securities in the nature of agencies or brokerage for entrusting agents with on commission trading in domestic markets of securities, securities index futures and securities options; trading in securities in the nature of agencies or brokerage for entrusting agents with on commission trading in overseas markets of securities, and securities index futures; trading in securities in the nature of agencies or brokerage for forward agreement of securities, for forward agreement of securities index futures, for forward agreement of securities options, spot and forward transaction of securities index futures; providing stock market information; research and compiling of statistics of financial instruments markets where trading of securities or market trading of derivatives are conducted, namely, financial research and information services; research and compiling of statistics of markets regarding trading of commodity derivatives or commodity index derivatives, namely, financial research and information services; research and compiling of statistics of markets regarding emissions trading or derivatives trading based on them, namely, financial research and information services; research and compiling of statistics of markets regarding emissions trading in the field of greenhouse gases or derivatives trading based on them, namely, financial research and information services; providing information on trading of securities or market trading of derivatives, namely, financial information services; providing information on trading of commodity derivatives or commodity index derivatives, namely, financial information services; providing information on emissions trading or derivatives trading based on them, namely, financial information services; providing information on emissions trading in the field of greenhouse gases or derivatives trading based on them, namely, financial information services; providing information on financial instruments markets where trading of securities or market trading of derivatives are conducted, namely, financial information services; providing information on overseas financial instruments markets where trading of securities or market trading of derivatives are conducted, namely, financial information services; providing information on markets regarding commodity derivatives or commodity index derivatives, namely, financial information services; providing information on markets regarding emissions trading or derivatives trading based on them, namely, financial information services; providing information on markets regarding emissions trading in the field of greenhouse gases or derivatives trading based on them, namely, financial information services; providing information regarding credit and finance of investment companies to investors, namely, financial information services; trading in securities in the nature of agencies or brokerage for trading of securities or market trading of derivatives; trading in securities in the nature of agencies or brokerage for trading of commodity derivatives or commodity index derivatives; trading in securities in the nature of agencies or brokerage for trading of emissions trading or derivatives trading based on them; trading in securities in the nature of agencies or brokerage for trading of emissions trading in the field of greenhouse gases or derivatives trading based on them. trading in securities in the nature of establishing financial instruments markets where trading of securities or market trading of derivatives are conducted
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REGISTERED
7/17/2012
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12/2/2010
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Mark Words (NOT AVAILABLE)
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Banking services, namely, acceptance of deposits and acceptance of fixed interval installment deposits; loan financing and discount of bills; domestic exchange settlement, namely, monetary exchange, monetary exchange operations; security services, namely, guaranteeing loans in the nature of liability guarantee and acceptance of bills; securities lending; acquisition and transfer of monetary claims; safe deposit services, namely, safekeeping of valuables including securities and precious metals; money exchange; trustee services in the nature of trusteeship of financial futures contracts; agencies for bond subscriptions; foreign exchange transactions; letter-of-credit related services, namely, issuing letters of credit; trading in securities, namely, buying and selling of securities; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities future; agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; securities underwriting; issuance of securities being financial investment services, namely, transaction of securities subscription and offering
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REGISTERED
12/4/2012
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|
12/14/2010
|
Mark Words (NOT AVAILABLE)
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Banking services, namely, acceptance of deposits and acceptance of fixed interval installment deposits; loan financing and discount of bills; domestic exchange settlement, namely, monetary exchange, monetary exchange operations; security services, namely, guaranteeing loans in the nature of liability guarantee and acceptance of bills; securities lending; acquisition and transfer of monetary claims; safe deposit services, namely, safekeeping of valuables including securities and precious metals; money exchange; trustee services in the nature of trusteeship of financial futures contracts; agencies for bond subscriptions; foreign exchange transactions; letter-of-credit related services, namely, issuing letters of credit; trading in securities, namely, buying and selling of securities; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities future; agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; securities underwriting; issuance of securities being financial investment services, namely, transaction of securities subscription and offering
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REGISTERED
12/4/2012
|
|
12/14/2010
|
Mark Words (NOT AVAILABLE)
|
Banking services, namely, acceptance of deposits and acceptance of fixed interval installment deposits; loan financing and discount of bills; domestic exchange settlement, namely, estate settlement services; liability guarantee and acceptance of bills, namely, insurance underwriting services for all types of insurance, bill payment services; securities lending; acquisition and transfer of monetary claims; safe deposit services, namely, safekeeping of valuables including securities and precious metals; money exchange; trusteeship representatives for financial futures contracts; agencies for bond subscriptions; foreign exchange transactions; letter-of-credit related services, namely, issuing of letters of credit; brokerage of securities; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities future; agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; securities underwriting; transaction of securities subscription or offering, namely, brokerage of securities
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REGISTERED
11/29/2011
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|
12/14/2010
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CHIBA BANK
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Banking services, namely, acceptance of deposits and acceptance of fixed interval installment deposits; loan financing and discount of bills; domestic exchange settlement, namely, monetary exchange, monetary exchange operations; security services, namely, guaranteeing loans in the nature of liability guarantee and acceptance of bills; securities lending; acquisition and transfer of monetary claims; safe deposit services, namely, safekeeping of valuables including securities and precious metals; money exchange; trustee services in the nature of trusteeship of financial futures contracts; agencies for bond subscriptions; foreign exchange transactions; letter-of-credit related services, namely, issuing letters of credit; trading in securities, namely, buying and selling of securities; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities future; agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; securities underwriting; issuance of securities being financial investment services, namely, transaction of securities subscription and offering
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REGISTERED
11/20/2012
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|
8/4/2010
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TDEX+
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Buying and selling of securities, namely, trading in securities; trading in securities index futures; trading in securities options; trading in overseas market securities futures; agencies for brokerage of securities, securities index futures, securities options, and overseas market securities futures; agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; agencies or brokerage for forward agreement of securities for forward agreement of securities index futures, for forward agreement of securities options, spot and forward transaction of securities index futures; brokerage for securities liquidation; securities underwriting; financial services, namely, securities offerings; financial services, namely, administration of transaction of securities subscriptions and securities offerings; providing stock market information; providing facilities and management of facilities for securities exchange market; providing financial management services for trading of securities, securities index futures, securities options, and overseas market securities futures; financial services, namely, the establishment and application for others of investment products regarding securities, claims based on monetary contracts, currencies or other financial instruments; financial services, namely, the establishment and application for others of investment products regarding commodity derivatives or commodity index derivatives; financial services, namely, the establishment and application for others of investment products whose reference numerical values are prices or interest rates of financial instruments, weather observation numerical values, securities index, commodity prices, commodity index or other financial indicators; financial services, namely, the establishment and application for others of investment products regarding emissions trading or derivatives trading based on them; financial services, namely, the establishment and application for others of investment products regarding emissions trading in the field of greenhouse gases or derivatives trading based on them; financial services, namely, the establishment and application for others of financial products in the field of securities indexes; financial services for others, namely, the establishment and provision of index of securities values; financial management services, namely, managing and conducting financial research of listed securities; financial planning, research and compiling of statistics regarding securities exchange market; providing market information on securities, securities index and securities options; providing financial information, namely, providing information on domestic market of securities and overseas markets of securities; agencies or brokerage for trading of financial instruments derivatives, financial index derivatives, commodity derivatives or commodity index derivatives; providing financial management services in the fields of trading for financial instruments derivatives, financial index derivatives, commodity derivatives or commodity index derivatives; providing financial management and financial administration in the fields of trading of financial instruments derivatives, financial index derivatives, commodity derivatives or commodity index derivatives; providing information on trading of financial instruments derivatives, financial index derivatives, commodity derivatives or commodity index derivatives; providing information on financial markets regarding financial instruments derivatives, financial index derivatives, commodity derivatives or commodity index derivatives; financial services, namely, planning of financial systems in the field of financial instruments derivatives, financial index derivatives, commodity derivatives and commodity index derivatives; financial research and compiling of statistics of markets regarding trading of financial instruments derivatives, financial index derivatives, commodity derivatives or commodity index derivatives; stock brokerage services for clearing of trading of financial instruments derivatives, financial index derivatives, commodity derivatives and commodity index derivatives; providing facilities and management of facilities for markets of financial instruments derivatives, financial index derivatives, commodity derivatives or commodity index derivatives; agencies or brokerage for trading of emissions trading or derivatives trading based on them; providing financial brokerage services in the fields of emissions trading or derivatives trading based on them; providing financial management and financial administration in the fields of emissions trading or derivatives trading based on them; providing financial information on emissions trading or derivatives trading based on them; providing information on financial markets regarding emissions trading or derivatives trading based on them; financial planning regarding emissions trading or derivatives trading based on them; financial research and compiling of statistics of markets regarding emissions trading or derivatives trading based on them; financial services for clearing of emissions trading or derivatives trading based on them; providing facilities and management of facilities for markets of emissions trading or derivatives trading based on them; financial management services, namely, management of financial accounts in the field of emissions trading; agencies or brokerage for trading of emissions trading in the field of greenhouse gases or derivatives trading based on them; providing financial management services for emissions trading in the field of greenhouse gases or derivatives trading based on them; providing financial management and administration services for emissions trading in the field of greenhouse gases or derivatives trading based on them; providing financial information on emissions trading in the field of greenhouse gases or derivatives trading based on them; providing financial information on markets regarding emissions trading in the field of greenhouse gases or derivatives trading based on them; financial planning regarding emissions trading in the field of greenhouse gases or derivatives trading based on them; financial research and compiling of statistics of markets regarding emissions trading in the field of greenhouse gases or derivatives trading based on them; financial services, namely, clearing financial transactions regarding emissions trading in the field of greenhouse gases or derivatives trading based on them; providing facilities and management of facilities for markets of emissions trading in the field of greenhouse gases or derivatives trading based on them; financial management services, namely, management of financial accounts in the field of emissions trading in the field of greenhouse gases; banking services, namely, acceptance of deposits, substitute bonds, and acceptance of fixed interval installment deposits; financing loans and discount of bills; domestic exchange, namely, currency exchange and commodity exchange settlement; financial insurance services, namely, debt liability guarantee and acceptance of bills; securities lending; acquisition and transfer of monetary claims; safekeeping of valuables including securities and precious metals, namely, safe deposit box services; money exchange services; trusteeship representatives of financial futures contracts; trusteeship representatives of money, securities, monetary claims, personal property, land, rights on land fixtures, surface rights or lease on land; agencies for bond subscriptions; foreign exchange transactions; issuing of letters of credit, operation of letters of credit, receiving a letter of credit, collection of receivables based on a letter of credit
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REGISTERED
1/24/2012
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|
1/6/2012
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Mark Words (NOT AVAILABLE)
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Securities lending; trusteeship of money or securities; foreign exchange transactions; investment consultancy; investment, namely, equity capital investment, funds investment, mutual fund investment, real estate investment; trading in securities; agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities; agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities; securities offering, namely, investment management in the field of private placement of securities, investment management in the field of initial public offering services; transaction of securities subscription or offering, namely, brokerage of securities; stock exchange quotations
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REGISTERED
11/27/2012
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|
1/6/2012
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NIPPON VALUE INVESTORS
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Securities lending; trusteeship of money or securities; foreign exchange transactions; investment consultancy; investment, namely, public equity investment, bond investment, and mutual fund investment; trading in securities; agencies and brokerage for entrusting agents with on-commission trading in domestic markets of securities; agencies and brokerage for entrusting agents with on-commission trading in overseas markets of securities; securities offering, namely, brokerage of securities; transaction of securities subscription or offering, namely, assisting others with the completion of securities trades; stock exchange quotations
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REGISTERED
6/18/2013
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10/5/2012
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SMART CITY PROJECT
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Acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; loans financing and discount of bills; domestic exchange settlement; liability guarantee and acceptance of bills; securities lending; acquisition and transfer of monetary claims; safekeeping of valuables including securities and precious metals safe deposit services; money exchange exchanging money; trusteeship of financial futures contracts; trusteeship of money, securities, monetary claims, personal property, land, rights on land fixtures, surface rights or lease on land; agencies for bond subscriptions; foreign exchange transactions; letter-of-credit related services; brokerage of credit purchase; issue of tokens of value; agencies for collecting gas or electric power utility payments; consigned collection of payment for goods; buying and selling of securities; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; agencies or brokerage for forward agreement of securities, for forward agreement of securities index futures, for forward agreement of securities options, spot and forward transaction of securities index futures; brokerage for securities liquidation; securities underwriting; securities offering; transaction of securities subscription or offering; providing stock market information; life insurance brokerage; life insurance underwriting; agencies for non-life insurance; claim adjustment for non-life insurance; non-life insurance underwriting; insurance premium rate computing; management of buildings; agencies or brokerage for renting of buildings; leasing or renting of buildings; purchase and sale of buildings; agencies or brokerage for purchase and sale of buildings; real estate appraisal; land management; agencies or brokerage for leasing or renting of land; leasing of land; purchase and sale of land; agencies or brokerage for purchase or sales of land; providing information on buildings or land real estate affairs
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NON-FINAL ACTION - MAILED
3/1/2013
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10/12/2010
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SMBC NIKKO
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ACCEPTANCE OF FINANCIAL DEPOSITS AND SUBSTITUTE BOND ISSUANCE; ACCEPTANCE OF FIXED INTERVAL INSTALLMENT DEPOSITS; LOANS, NAMELY, HOME EQUITY LOANS, INSTALLMENT LOANS, LEASE-PURCHASE LOANS, PROVIDING LOANS SECURED BY COMMERCIAL PAPER, PROVIDING TEMPORARY LOANS, SECURITY SERVICES, NAMELY, GUARANTEEING LOANS, TEMPORARY LOANS; DISCOUNT OF BILLS; DOMESTIC EXCHANGE SETTLEMENT; FINANCIAL LIABILITY GUARANTEES; ACCEPTANCE OF BILLS; COMMERCIAL SECURITIES LENDING; ACQUISITION AND TRANSFER OF MONETARY CLAIMS; SAFE DEPOSIT BOX SERVICES IN THE NATURE OF SAFEKEEPING OF VALUABLES INCLUDING SECURITIES AND PRECIOUS METALS; SAFE DEPOSIT BOX SERVICES; MONEY EXCHANGE SERVICES; TRUSTEESHIP REPRESENTATIVES, NAMELY, TRUSTEESHIP OF FINANCIAL FUTURES CONTRACTS; TRUSTEESHIP REPRESENTATIVES, NAMELY, TRUSTEESHIP OF MONEY, SECURITIES, MONETARY CLAIMS, PERSONAL PROPERTY, LAND, RIGHTS ON LAND FIXTURES, SURFACE RIGHTS OR LEASE ON LAND; AGENCIES IN THE FIELD OF BOND SUBSCRIPTIONS; FOREIGN MONETARY EXCHANGE TRANSACTIONS; ISSUING LETTERS OF CREDIT; BROKERAGE FOR HIRE-PURCHASE; BUYING AND SELLING OF SECURITIES, NAMELY, BROKERAGE OF AND TRADING IN SECURITIES; TRADING OF SECURITIES INDEX FUTURES; TRADING OF SECURITIES OPTIONS; TRADING OF OVERSEAS MARKET SECURITIES FUTURES; AGENCIES OR BROKERAGE FOR TRADING OF SECURITIES, SECURITIES INDEX FUTURES, SECURITIES OPTIONS, AND OVERSEAS MARKET SECURITIES FUTURES; AGENCIES OR BROKERAGE FOR ENTRUSTING AGENTS WITH ON-COMMISSION TRADING IN DOMESTIC MARKETS OF SECURITIES, SECURITIES INDEX FUTURES AND SECURITIES OPTIONS; AGENCIES OR BROKERAGE FOR ENTRUSTING AGENTS WITH ON-COMMISSION TRADING IN OVERSEAS MARKETS OF SECURITIES, AND SECURITIES INDEX FUTURES; AGENCIES OR BROKERAGE FOR FORWARD AGREEMENT OF SECURITIES, FOR FORWARD AGREEMENT OF SECURITIES INDEX FUTURES, FOR FORWARD AGREEMENT OF SECURITIES OPTIONS, SPOT AND FORWARD TRANSACTION OF SECURITIES INDEX FUTURES; BROKERAGE FOR SECURITIES LIQUIDATION; SECURITIES UNDERWRITING; SECURITIES OFFERING; SECURITIES SUBSCRIPTION OR OFFERING; PROVIDING STOCK MARKET INFORMATION; AGENCIES FOR COMMODITY FUTURES TRADING
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REGISTERED
2/21/2012
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12/22/2010
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Mark Words (NOT AVAILABLE)
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ACCEPTANCE OF FINANCIAL DEPOSITS AND SUBSTITUTE BOND ISSUANCE; ACCEPTANCE OF FIXED INTERVAL INSTALLMENT DEPOSITS; LOANS, NAMELY, HOME EQUITY LOANS, INSTALLMENT LOANS, LEASE-PURCHASE LOANS, PROVIDING LOANS SECURED BY COMMERCIAL PAPER, PROVIDING TEMPORARY LOANS, SECURITY SERVICES, NAMELY, GUARANTEEING LOANS, TEMPORARY LOANS; DISCOUNT OF BILLS; DOMESTIC EXCHANGE SETTLEMENT; FINANCIAL LIABILITY GUARANTEES; ACCEPTANCE OF BILLS; COMMERCIAL SECURITIES LENDING; ACQUISITION AND TRANSFER OF MONETARY CLAIMS; SAFE DEPOSIT BOX SERVICES IN THE NATURE OF SAFEKEEPING OF VALUABLES INCLUDING SECURITIES AND PRECIOUS METALS; SAFE DEPOSIT BOX SERVICES; MONEY EXCHANGE SERVICES; TRUSTEESHIP REPRESENTATIVES, NAMELY, TRUSTEESHIP OF FINANCIAL FUTURES CONTRACTS; TRUSTEESHIP REPRESENTATIVES, NAMELY, TRUSTEESHIP OF MONEY, SECURITIES, MONETARY CLAIMS, PERSONAL PROPERTY, LAND, RIGHTS ON LAND FIXTURES, SURFACE RIGHTS OR LEASE ON LAND; AGENCIES IN THE FIELD OF BOND SUBSCRIPTIONS; FOREIGN MONETARY EXCHANGE TRANSACTIONS; ISSUING LETTERS OF CREDIT; BROKERAGE FOR HIRE-PURCHASE; BUYING AND SELLING OF SECURITIES, NAMELY, BROKERAGE OF AND TRADING IN SECURITIES; TRADING OF SECURITIES INDEX FUTURES; TRADING OF SECURITIES OPTIONS; TRADING OF OVERSEAS MARKET SECURITIES FUTURES; AGENCIES OR BROKERAGE FOR TRADING OF SECURITIES, SECURITIES INDEX FUTURES, SECURITIES OPTIONS, AND OVERSEAS MARKET SECURITIES FUTURES; AGENCIES OR BROKERAGE FOR ENTRUSTING AGENTS WITH ON-COMMISSION TRADING IN DOMESTIC MARKETS OF SECURITIES, SECURITIES INDEX FUTURES AND SECURITIES OPTIONS; AGENCIES OR BROKERAGE FOR ENTRUSTING AGENTS WITH ON-COMMISSION TRADING IN OVERSEAS MARKETS OF SECURITIES, AND SECURITIES INDEX FUTURES; AGENCIES OR BROKERAGE FOR FORWARD AGREEMENT OF SECURITIES, FOR FORWARD AGREEMENT OF SECURITIES INDEX FUTURES, FOR FORWARD AGREEMENT OF SECURITIES OPTIONS, SPOT AND FORWARD TRANSACTION OF SECURITIES INDEX FUTURES; BROKERAGE FOR SECURITIES LIQUIDATION; SECURITIES UNDERWRITING; SECURITIES OFFERING; SECURITIES SUBSCRIPTION OR OFFERING; PROVIDING STOCK MARKET INFORMATION; AGENCIES FOR COMMODITY FUTURES TRADING
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REGISTERED
2/21/2012
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3/18/2013
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UFJ
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Acceptance of deposits and acceptance of fixed interval installment deposits; Loans and discount of bills; Domestic Funds Transfer; Liability guarantee and acceptance of bills; Securities lending; Acquisition and transfer of monetary claims; Safekeeping of valuables including securities and precious metals; Money exchange; Trusteeship of financial futures contracts; Trusteeship of money, securities, monetary claims, personal property, land, rights on land fixtures, surface rights or lease on land; Agencies for bond subscriptions; Foreign exchange transactions; Letter-of-credit related services; Brokerage of hire-purchase; Issue of tokens of value; Agencies for collecting gas or electric power utility payments; Buying and selling of securities, Trading of securities index futures, Trading of securities options and Trading of overseas market securities futures; Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Agencies or brokerage for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; Agencies or brokerage for entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; Securities underwriting; Securities offering; Transaction of securities subscription or offering; Providing stock market information; Agencies for commodity futures trading; Life insurance brokerage; Life insurance underwriting; Agencies for non-life insurance; Claim adjustment for non-life insurance; Non-life insurance underwriting; Insurance premium rate computing; Management of buildings; Agencies or brokerage for renting of buildings; Leasing or renting of buildings; Purchase and sale of buildings; Agencies or brokerage for purchase and sale of buildings; Real estate appraisal; Land management; Agencies or brokerage for leasing or renting of land; Leasing of land; Purchase and sale of land; Agencies or brokerage for purchase or sales of land; Providing information on buildings or land; Antique appraisal; Art appraisal; Precious stone appraisal; Used automobiles appraisal; Company credit investigation; Charitable fund raising; Rental of paper money and coin counting or processing machines; Rental of cash dispensers and automated-teller machines
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NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
3/21/2013
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