on 26 Jan 2024
Last Applicant/ Owned by
Canary Wharf
London
GB
E14 5HS
Serial Number
79160065 filed on 17th Apr 2014
Registration Number
5238518 registered on 11th Jul 2017
Correspondent Address
Jess M. Collen
Rothwell, Figg, Ernst & Manbeck, P.C.
80 South Highland Avenue
THE HOLYOKE-MANHATTAN BUILDING
Ossining,NY 10562
Filing Basis
1. filing basis filed as 66 a
Disclaimer
"FINANCIAL CONDUCT AUTHORITY"
Computer software design, website design for others, creating, maintaining and hosting the web sites of others relating to consumer financial education, financial services, regulation of financial services and financial crime awareness, none of the aforementioned services relating to the fostering, placement and care of children and young people "FINANCIAL CONDUCT AUTHORITY" Formulation and moniRead More
Formulation and monitoring of legal rules, guidelines, codes of conduct, policies and best practices for the financial services industry and in relation to financial products and services, including enforcement of disciplinary actions, and crime prevention advisory services, the foregoing actions taken in relation to investment managers, investment advisers, members of professional firms offering investment services, investment bankers, providers of consumer credit, insurance intermediaries, mortgage providers and intermediaries, lenders, members of corporate finance firms, custodians, members of professional firms offering investment services, stockbrokers, providers of financial services, operators of financial markets and exchanges, operators of clearing houses and operators of multi-lateral trading facilities, mutual funds managers, managers of collective investment schemes and other investment funds including pension funds, providers of pension savings products, brokers, employees of electronic money institutions, payment institutions, banks, building societies, credit unions, mutual associations for the purposes of insurance, pensions and savings or cooperative banking organizations, life insurers, general insurers, wholesale insurers, insurance intermediaries, commercial insurers and reinsurers, insurance agents, employees of syndicates and agents formulating rules of conduct and regulations, and providers of college tuition investment savings programs and college tuition planning, none of the aforementioned services relating to the fostering, placement and care of children and young people
Computer software design, website design for others, creating, maintaining and hosting the web sites of others relating to consumer financial education, financial services, regulation of financial services and financial crime awareness, none of the aforementioned services relating to the fostering, placement and care of children and young people
Education and instruction, namely, providing on-line, non-downloadable educational publications in the nature of consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, legal agreements, undertakings and memoranda of understanding, and reports on warning notices, notices, rules and guidance, providing a website featuring non-downloadable educational videos about financial services, risky investments and common scams, education and instruction, namely, providing a website featuring resources in the nature of on-line, non-downloadable publications in the nature of reports featuring educational summaries relating to financial services, and newsletters featuring regulatory records, all of the foregoing relating to technical standards, consumer protection, the prevention of financial crime, and codes of conduct in the fields of financial services, financial markets and consumer credit, and none of the aforementioned services relating to the fostering, placement and care of children and young people; educational services, namely, arranging, organizing and conducting lectures in the field of financial services and regulation of financial services, arranging and conducting educational conferences, congresses, seminars, workshops, symposia, colloquia and exhibitions, all in the field of financial services and regulation of financial services, publishing of books and magazines, publication of electronic books and journals on-line in the field of financial services regulation, publication of printed matter, written works, books and texts in the field of finance, production of films, videos, tapes, video discs, radio and television shows featuring training, instruction and information relating to consumer financial education, financial services, regulation of financial services and financial crime awareness and prevention, and production of radio programs, television programs and programs broadcast via the internet relating to consumer financial education, financial services and regulation of financial services and financial crime awareness and prevention, none of the aforementioned services relating to the fostering, placement and care of children and young people
Providing online forums for discussion of matters relating to financial services and products, financial services firms, consumers of financial services, or financial crime, webcasting services, transmission of digital files, providing multiple user access to data and databases, and advisory and assistance services all relating to the aforesaid, none of the aforementioned services relating to the fostering, placement and care of children and young people
Financial affairs, namely, financial analysis and consultancy services, providing financial information relating to financial services businesses, providing financial information relating to rules, guidelines, policies and best practices applicable to financial services and specifically excluding legal advice, providing online, interactive databases featuring searchable financial information about financial services firms, financial risk assessment services, financial risk management services provided to consumers of financial services, investment managers, investment advisers, members of professional firms offering investment services, investment bankers, providers of consumer credit, insurance intermediaries, mortgage providers and intermediaries, lenders, members of corporate finance firms, custodians, members of professional firms offering investment services, stockbrokers, providers of financial services, operators of financial markets and exchanges, operators of clearing houses and operators of multi-lateral trading facilities, mutual funds managers, managers of collective investment schemes and other investment funds including pension funds, providers of pension savings products, brokers, employees of electronic money institutions, payment institutions, banks, building societies, credit unions, mutual associations for the purposes of insurance, pensions and savings or cooperative banking organizations, life insurers, general insurers, wholesale insurers, insurance intermediaries, commercial insurers and reinsurers, insurance agents, employees of syndicates and agents formulating rules of conduct and regulations, providers of college tuition investment savings programs and college tuition planning, none of the aforementioned services relating to the fostering, placement and care of children and young people
Business management, business administration, business management assistance and consultancy, computerized business information services, business consultancy, advisory, information and research services, compilation and systemization of information into computer databases, compilation of statistics, none of the aforementioned services relating to the fostering, placement and care of children and young people
Printed matter, namely, brochures in the field of financial services and regulation, printed publications, namely, brochures in the field of financial services and regulation, periodicals, journals, handbooks, newsletters, pamphlets, books, forms, manuals, all in the field of financial services and regulation, and printed instructional and teaching material in the field of financial services and regulation, none of the aforementioned goods relating to the fostering, placement and care of children and young people
Downloadable electronic publications in the nature of consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, reports featuring agreements, undertakings and memoranda of understanding, warning notices, notices, rules and guidance, reports featuring educational summaries, and newsletters featuring regulatory records, all of the foregoing in the field of financial services, financial services regulation and prevention of financial crime, none of the aforementioned goods relating to the fostering, placement and care of children and young people; electronic publications recorded on computer media, namely, consultation papers, discussion and research papers, papers featuring statements of policy, bulletins, statistical reports, newsletters, transcripts of speeches, fact sheets and leaflets, agreements, reports featuring undertakings and memoranda of understanding, reports of warning notices, notices, rules and guidance, and newsletters featuring regulatory records and guidance to regulated firms and other market participants, downloadable databases with searchable business and financial information about financial services firms, said databases including reports featuring educational summaries of business and financial information about financial services firms, and downloadable searchable databases featuring educational information about risky investments and common scams, all of the foregoing in the field of financial services, financial services regulation and prevention of financial crime, none of the aforementioned goods relating to the fostering, placement and care of children and young people
No 79160065
No Service Mark
No R757
No
No
No
No
Yes
Yes
No
No
26.11.21 -
Rectangles that are completely or partially shaded
26.17.02 -
Wavy line(s), band(s) or bar(s)
26.17.05 -
Horizontal line(s), band(s) or bar(s)
The mark consists of the letters "FCA" in stylized form, and below, the wording "FINANCIAL CONDUCT AUTHORITY" all enclosed within a rectangular design. A slanted diagonal line divides the rectangular design into roughly three sections. The sections on the far left and the far right are dark with a wavy horizontal design: the section on the far left encloses the letter "F" and the section on the far right encloses the letter "A". The middle section is lighter and highlights the letter "C".
| Status Date | Action Taken |
|---|---|
| 26th Jan 2024 | CANCELLED SECTION 71 |
| 05th Jan 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 05th Jan 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 05th Jan 2024 | TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS |
| 05th Jan 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 30th Sep 2022 | NEW REPRESENTATIVE AT IB RECEIVED |
| 11th Jul 2022 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| 03rd Nov 2017 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| 16th Oct 2017 | FINAL DISPOSITION PROCESSED |
| 16th Oct 2017 | FINAL DISPOSITION NOTICE SENT TO IB |
