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CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL
Live/Registered
REGISTERED

on 07 Jan 2020

Last Applicant/ Owned by

22 Kent Road

Cornwall Bridge

CT

06754

Serial Number

87821616 filed on 06th Mar 2018

Registration Number

5952684 registered on 07th Jan 2020

in the Principal Register

Correspondent Address

CHRISTIE BATY HUDGINS

FINNEGAN, HENDERSON, FARABOW, GARRETT &

901 NEW YORK AVENW

WASHINGTON, DC 20001

Filing Basis

1. use application currently

Disclaimer

NO DATA

CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL

Securities compliance review of best practices, rules and regulations and industry standards of broker-dealers and investment adviser professionals The certification mark, as intended to be used by persons authorized by the certifier, certifies that individuals have met the minimum standards of experience, knowledge, and written examination requirements established by the certifier in the field oRead More

Classification Information


Class [B]
Services conforming to accreditation standard(s)


Securities compliance review of best practices, rules and regulations and industry standards of broker-dealers and investment adviser professionals


First Use Date in General

15th Jul 2006

First Use Date in Commerce

15th Jul 2006

Mark Details


Serial Number

No 87821616

Mark Type

No Service/Collective Mark

Attorney Docket Number

No 10594.0010

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
07th Jan 2020REGISTERED-PRINCIPAL REGISTER
22nd Oct 2019OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
22nd Oct 2019PUBLISHED FOR OPPOSITION
02th Oct 2019NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
17th Sep 2019APPROVED FOR PUB - PRINCIPAL REGISTER
17th Sep 2019EXAMINER'S AMENDMENT ENTERED
17th Sep 2019NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
17th Sep 2019EXAMINERS AMENDMENT E-MAILED
17th Sep 2019EXAMINERS AMENDMENT -WRITTEN
29th Aug 2019NON-FINAL ACTION WRITTEN