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A COMPLIANCEALPHA
Live/Registered
REGISTERED

on 06 Feb 2018

Last Applicant/ Owned by

140 E. 45th Street, 29th Floor

New York

NY

10017

Serial Number

87074950 filed on 17th Jun 2016

Registration Number

5397215 registered on 06th Feb 2018

in the Principal Register

Correspondent Address

Scott E. Benfield

Haynes and Boone, LLP

2801 N. Harwood St., Suite 2300

Haynes and Boone, LLP - IP Section

Dallas,TX 75201

Filing Basis

1. intent to use

2. use application currently

Disclaimer

NO DATA

A COMPLIANCEALPHA

Software as a service (SAAS), namely, the hosting of compliance software for reporting, filing, tracking, and managing compliance activity for use by others Regulatory compliance consulting services to financial services firms registered with the U.S. Securities and Exchange Commission or other international, federal, and state regulatory authorities Color is not claimed as a feature of the markRead More

Classification Information


Class [045]
Personal & Legal & Social Services


Regulatory compliance consulting services to financial services firms registered with the U.S. Securities and Exchange Commission or other international, federal, and state regulatory authorities


First Use Date in General

27th Sep 2016

First Use Date in Commerce

27th Sep 2016

Class [042]
Computer & Software Services & Scientific Services


Software as a service (SAAS), namely, the hosting of compliance software for reporting, filing, tracking, and managing compliance activity for use by others


First Use Date in General

27th Sep 2016

First Use Date in Commerce

27th Sep 2016

Mark Details


Serial Number

No 87074950

Mark Type

No Service Mark

Attorney Docket Number

No 58055.21US01

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Design Code(s)

24.17.15 -

Check marks

27.03.05 -

Representations of objects forming letters or numerals, including punctuation

Description of Design Search

The mark consists of a stylized letter "A" where the center of the "A" is represented by a check mark. Below this is the wording "ComplianceAlpha" in a stylized font.

Legal History


Show more

Status DateAction Taken
31st Jan 2024TEAS SECTION 8 & 15 RECEIVED
22nd Jan 2024TEAS CHANGE OF OWNER ADDRESS RECEIVED
22nd Jan 2024APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
22nd Jan 2024TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
22nd Jan 2024ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
22nd Jan 2024TEAS CHANGE OF CORRESPONDENCE RECEIVED
06th Feb 2023COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
21st Feb 2018ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
06th Feb 2018REGISTERED-PRINCIPAL REGISTER
05th Jan 2018NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED